Manager – Compliance

4 days ago


Mumbai, India Arin Consultancy Private Limited Full time
Key roles & responsibilities:
Compliance
RBI reporting
All applicable compliances under NBFC Regulations.
Assist in various audits: PPM Audit, Internal Audit and Statutory Audit
Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report
Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors or other applicable stakeholders.
Assistance on investor due diligence: AML/KYC checks, world check screening
Investment process: Review condition precedents documents.
Compliance with investment and exit process as per internal protocol
Liaising/Communicating with, RBI, trustee, lawyer, Investment Team, Fund Administration Team, portfolio companies, investors etc.
Additional Skills Required
Computer Proficiency (MS Word, Excel)
Presentation Skills
Report Writing & Documentation
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