Compliance Manager

Only Candidates with 6+ years of experience apply Only Candidates based in Mumbai About Our Client Our client is one of the consumer leading company. Job Description Reporting to the General Counsel you will be responsible for: Enhancing legal compliance across the organisation, including its subsidiary companies. Ensuring timely updating...

Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications :  CS + LLB ( Mandatory)Post Qualification Experience : 5 -12 yearsReporting to :   Chief Risk, Audit and Compliance OfficerIndustry :  BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing,...

Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications :CS + LLB ( Mandatory)Post Qualification Experience : 5 -12 yearsReporting to:Chief Risk, Audit and Compliance OfficerIndustry :BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting and...

Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications: CS + LLB (Mandatory)Post Qualification Experience: 5-12 yearsReporting to: Chief Risk, Audit and Compliance OfficerIndustry: BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting and...

Company DescriptionKlass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

Company DescriptionKlass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

Company DescriptionKlass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

Company Description Klass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

A Banking Compliance Officer is responsible for ensuring that a financial institution, such as a bank, an NBFC, credit union, or other lending entity, complies with relevant laws, regulations, stipulated Regulatory Guidelines and industry standards. The primary objective of this role is to safeguard the institution against legal and reputational risks by...

Focus Areas Conflict Check SEBI Prohibition of Insider Trading Qualifications : CS + LLB ( Mandatory) Post Qualification Experience : 5-12 years Reporting to :  Chief Risk, Audit and Compliance Officer Industry : BFSI, Big 4 and other Consulting Firms The incumbent will be part of the Compliance function, which is responsible for: o Evaluating,...

Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications: CS + LLB (Mandatory)Post Qualification Experience: 5-12 yearsReporting to: Chief Risk, Audit and Compliance OfficerIndustry: BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting...

Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

Company Description Chanakya International is a global leader in haute couture, ready-to-wear, accessories, and interiors with ateliers and offices located in India and Italy. Our mission is to create products of exceptional quality and style that leave a lasting impression on our customers. Role Description This Social Compliance Manager role will support...

HDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Credila aims to make quality education accessible to students from diverse...

HDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Credila aims to make quality education accessible to students from diverse...

HDFC Credila Financial Services Limited is a leading education loan provider in India. It offers customized loan solutions for students pursuing higher education in India and abroad. With a simplified application process, competitive rates, and flexible repayment options, HDFC Credila aims to make quality education accessible to students from diverse...

Compliance Manager: We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a Compliance Manager. Key Responsibilities: To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations; To review and update on regularly basis Compliance Manual and Risk Management Manual; To conduct compliance awareness...

Job Title: Compliance Officer Job Location: Mumbai | Churchgate Reporting to: Head - Legal & Compliance Department: Legal Compliance Requirements: 1-3 years of experience in Mutual Funds Qualifications: B.Com, ACS Industry: Mutual Fund Roles and Responsibilities: Responsible for reviewing, monitoring, and filing of Advertising Materials, PPTs, Articles,...