Compliance Manager

4 days ago

Mumbai, India Skill Ventory Full time
Roles and Responsibilities
Ensure due compliance under the Companies Act, 3, SEBI Regulations, FEMA, RBI and other applicable laws;
Ensuring governance-related requirements are met;
Assist in ensuring that appropriate Company Secretarial Practices are developed, implemented and continuously improved as per relevant regulatory requirements from time to time;
Drafting/Vetting of documents to secure approvals from Board/Shareholders and other regulatory authorities;
Handling compliances relating to Board/Committee meetings and related secretarial and compliance activities;
Ensure accurate & timely submission of data for various due diligence and audits;
Conducting an assessment of the compliance risk, identifying root cause if any, correcting compliance deficiencies identified by internal and external examinations, developing a risk- oriented activity plan for compliance assessment;
Carrying out testing, monitoring, transaction-based analysis, returns monitoring and any other activity relating to risk assessment and mitigating compliance risk;
Review and assessment of processes and SOPs from a Compliance Risk perspective;
Carry out assessment/review on implementation of various policies, SOPs, code of conducts, etc.;
Assist in analysing the Compliance risks in existing/new products and processes;
Reporting to the Head on the outcome of assessment and compliance risk level in various businesses and operations;
Maintaining of the dashboard on compliance risk and managing the Compliance Risk Assessment framework in accordance with the regulatory guidelines;
Preparation and submission to the Head, of the monthly, quarterly, half-yearly and annual reports on compliance risk;
Ensuring rectification of gaps identified in the assessment and submitting compliance report to the Head;
Drafting of internal policies, processes and documentation to ensure that they are in compliance with all statutory or legal requirements.

  • Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India Michael Page Full time

    Only Candidates with 6+ years of experience apply Only Candidates based in Mumbai About Our Client Our client is one of the consumer leading company. Job Description Reporting to the General Counsel you will be responsible for: Enhancing legal compliance across the organisation, including its subsidiary companies. Ensuring timely updating...

  • Compliance Manager

    2 weeks ago

    mumbai, India Khaitan & Co Full time

    Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications :  CS + LLB ( Mandatory)Post Qualification Experience : 5 -12 yearsReporting to :   Chief Risk, Audit and Compliance OfficerIndustry :  BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing,...

  • Compliance Manager

    2 weeks ago

    Mumbai, India Khaitan & Co Full time

    Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications :CS + LLB ( Mandatory)Post Qualification Experience : 5 -12 yearsReporting to:Chief Risk, Audit and Compliance OfficerIndustry :BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting and...

  • Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India Khaitan & Co Full time

    Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications: CS + LLB (Mandatory)Post Qualification Experience: 5-12 yearsReporting to: Chief Risk, Audit and Compliance OfficerIndustry: BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting and...

  • Compliance Manager

    2 weeks ago

    Mumbai, India Klass Global Advisors LLP Full time

    Company DescriptionKlass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

  • Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India Klass Global Advisors LLP Full time

    Company DescriptionKlass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

  • Compliance Manager

    2 weeks ago

    Mumbai, India Klass Global Advisors LLP Full time

    Company DescriptionKlass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

  • Compliance Manager

    2 weeks ago

    Mumbai, India Klass Global Advisors LLP Full time

    Company DescriptionKlass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

  • Compliance Manager

    2 weeks ago

    mumbai, India Klass Global Advisors LLP Full time

    Company Description Klass Global Advisors LLP is an advisory and consultancy firm based in Mumbai. With over 2 decades of experience, we provide holistic and effective services in the fields of accounting, finance, and management consultancy. Our specialized and professional services include Accounting, Taxation (Indirect and Direct), Corporate laws,...

  • Compliance Manager

    1 day ago

    Mumbai, India SIG Full time

    OverviewSIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems.We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing regulatory...

  • Compliance manager

    4 days ago

    mumbai, India Prompt Personnel Full time

    Position : Compliance Manager (HR & Payroll processing/ Audit and Regulatory)Qualification : MBA + LLB /MSW / Any Labor law degreeExperience : 8-15 yearsIndustry : HR Services Companies / Staffing and Labor Law ComplianceRoles and Responsibilities:Build a corporate legal and compliance framework to promote and protect organization’simage and ensure...

  • Compliance Manager

    2 weeks ago

    Mumbai, India Khaitan & Co Full time

    Focus Areas Conflict Check SEBI Prohibition of Insider Trading Qualifications : CS + LLB ( Mandatory) Post Qualification Experience : 5-12 years Reporting to :  Chief Risk, Audit and Compliance Officer Industry : BFSI, Big 4 and other Consulting Firms The incumbent will be part of the Compliance function, which is responsible for: o Evaluating,...

  • Compliance Manager

    2 weeks ago

    Mumbai, India Khaitan & Co Full time

    Focus AreasConflict CheckSEBI Prohibition of Insider TradingQualifications: CS + LLB (Mandatory)Post Qualification Experience: 5-12 yearsReporting to: Chief Risk, Audit and Compliance OfficerIndustry: BFSI, Big 4 and other Consulting FirmsThe incumbent will be part of the Compliance function, which is responsible for:o Evaluating, analysing, reporting...

  • Compliance Manager

    2 weeks ago

    Mumbai, Maharashtra, India SIG Full time

    Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

  • Compliance Manager

    3 weeks ago

    mumbai, India SIG Full time

    Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

  • Compliance Manager

    3 weeks ago

    Mumbai, India SIG Full time

    Overview SIG is a global quantitative trading firm founded on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. We are currently seeking a Compliance Manager with proven experience in overseeing compliance frameworks, managing...

  • Compliance manager

    4 days ago

    Mumbai, India Prompt Personnel Full time

    Position : Compliance Manager (HR & Payroll processing/ Audit and Regulatory)Qualification : MBA + LLB /MSW / Any Labor law degreeExperience: 8-15 yearsIndustry: HR Services Companies / Staffing and Labor Law ComplianceRoles and Responsibilities:Build a corporate legal and compliance framework to promote and protect organization’simage and ensure adherence...

  • Compliance manager

    5 days ago

    Mumbai, India Prompt Personnel Full time

    Position : Compliance Manager (HR & Payroll processing/ Audit and Regulatory)Qualification : MBA + LLB /MSW / Any Labor law degreeExperience: 8-15 yearsIndustry: HR Services Companies / Staffing and Labor Law ComplianceRoles and Responsibilities:Build a corporate legal and compliance framework to promote and protect organization’simage and ensure adherence...

  • Compliance manager

    4 days ago

    mumbai, India Prompt Personnel Full time

    Position : Compliance Manager (HR & Payroll processing/ Audit and Regulatory) Qualification : MBA + LLB /MSW / Any Labor law degree Experience : 8-15 years Industry : HR Services Companies / Staffing and Labor Law Compliance Roles and Responsibilities: Build a corporate legal and compliance framework to promote and protect organization’s image and...

  • Compliance Manager

    1 month ago

    Mumbai, India Chanakya International Full time

    Company Description Chanakya International is a global leader in haute couture, ready-to-wear, accessories, and interiors with ateliers and offices located in India and Italy. Our mission is to create products of exceptional quality and style that leave a lasting impression on our customers. Role Description This Social Compliance Manager role will support...