Central Operation
3 weeks ago
Preferred Industry: BFSI
Experience: 8-12 Years
Job Requirements:
The candidate should possess knowledge of statutory requirements and regulations prescribed by RBI for NBFCs, along with all regulatory policies and procedures under the compliance program.
Key Responsibilities:
1. Handle Audit/Compliance-related queries raised by RBI, Internal/External Audit, etc.
2. Identify and highlight alleged violations of RBI laws, rules, and regulations applicable to NBFCs, and recommend corrective actions.
3. Liaise and build relationships with Registrar of Companies, Reserve Bank of India, Depositories, and other statutory authorities.
4. Draft compliance checklists, manuals, and other regulatory documents prescribed by RBI.
5. Formulate and develop strategies as per company requirements and organize training for team members on compliance requirements.
6. Ensure Branch Ops and CPU operations teams are updated with the latest policies and processes circulated by Risk/Credit/Compliance teams.
7. Identify and prioritize areas for improvement in the team based on cost, quality, flexibility, speed, etc.
8. Maintain quality timelines and scorecards for CPU and Branch Ops teams.
9. Organize and maintain compliance records in consonance with internal control and audit mechanisms
Qualification: Graduated/Post Graduated
Skills:
- Good knowledge about Operations in Wheels & SME both
- Team handling
- Good exposure in the operations
- Policy implementation
- Risk Assessment
Language Proficiency: English and Hindi
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