Sr Executive Operations- Large Broking House

Job Title: Operational Head for the Broking IndustryOverview:We are seeking an experienced Operational Head to lead our broking operations. The successful candidate will be responsible for overseeing the day-to-day activities of our broking company.Key Responsibilities:Managing processes to ensure compliance with regulatory requirements and improving...

Position Purpose Responsible to perform the activities allotted within the defined timelines coordinate with the Branch / Business partners & internal departments effective handling of the queries to ensure smooth functioning of the activities. Direct Responsibilities MIS maintenance for daily updating to the HODs Preparing & Maintaining Various...

Position Purpose Responsible to perform the activities allotted within the defined timelines coordinate with the Branch / Business partners & internal departments effective handling of the queries to ensure smooth functioning of the activities. Direct Responsibilities MIS maintenance for daily updating to the HODs Preparing & Maintaining Various...

Position PurposeResponsible to perform the activities allotted within the defined timelines coordinate with the Branch / Business partners & internal departments effective handling of the queries to ensure smooth functioning of the activities.Direct ResponsibilitiesMIS maintenance for daily updating to the HODsPreparing & Maintaining Various Reports &...

PositionPurposeResponsible to perform theactivities allotted within the defined timelines coordinate withthe Branch / Business partners & internal departments effectivehandling of the queries to ensure smooth functioning of theactivities. DirectResponsibilities MIS maintenance for dailyupdating to the HODsPreparing & MaintainingVarious Reports & MIS....

Operations - Insurance **Competency**: Executive **Department**: Operations **Designation**: Executive **Legal Entity**: Choice Insurance Broking India Private Limited

Responsibilities: Fundamental Monitoring Plan (FMP) performance: Independent drafting of test plans for allotted FMPs Completion of tests per the plan (TAT adhered) Maintenance of documentation per the Working Instructions Selfdevelopment OPC trainings:1. Ensuring completion of online training by 100% employees2. Imparting trainings to new joinees...

Responsibilities: Fundamental Monitoring Plan (FMP) performance: Independent drafting of test plans for allotted FMPs Completion of tests per the plan (TAT adhered) Maintenance of documentation per the Working Instructions Selfdevelopment OPC trainings: 1. Ensuring completion of online training by 100% employees 2. Imparting trainings to new joinees and...

Brief Introduction:In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

Brief Introduction: In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and...

Responsibilities:Fundamental Monitoring Plan (FMP) performance:Independent drafting of test plans for allotted FMPsCompletion of tests per the plan (TAT adhered)Maintenance of documentation per the Working InstructionsSelfdevelopmentOPC trainings:1. Ensuring completion of online training by 100% employees2. Imparting trainings to new joinees and...

Job PurposeResponsible for performing assigned tasks within defined timelines, coordinating with the Branch/Business partners and internal departments, and ensuring effective handling of queries to maintain smooth functioning of activities.Key ResponsibilitiesMaintain daily MIS updates for HODsPrepare and maintain various reports and MISFollow up on payout...

**Responsibilities**: - Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance. - Vendor management. - Able to build and manage teams for important functions like account opening, paying payout stock and funds, DP account, customer modification, RMS etc. - Responsible for customer support and seamless...

Brief Introduction:In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator. Responsible...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator. Responsible...

Responsible toperform the activities allotted within the defined timelinescoordinate with the Branch / Business partners & internaldepartments and effective handling of the AuthorisedPerson/Remisier registration details change & cancellation withexchanges to ensure smooth functioning of theactivities. DirectResponsibilities Verification ofinitial details in...

Job Overview:The Head of Operations is responsible for overseeing the day-to-day operational activities of the broking company. This role involves managing processes, ensuring compliance with regulatory requirements, improving efficiency, and leading the operations team.Key Responsibilities:Oversee back office operations, including trade execution,...

Head of Operations - Broking Industry Us:Choice International Limited is a BSE and NSE Listed Company. Choice Group is an End-To-End financial services conglomerate, encapsulating the entire range we have come a long way. Each passing year we keep widening our service portfolio to keep pace with technological progress.Job Overview:- The Head of Operations...

Job Title: AVP Broking Operations Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...