Manager - Operational Permanent Control- A Broking House

Responsibilities: Fundamental Monitoring Plan (FMP) performance: Independent drafting of test plans for allotted FMPs Completion of tests per the plan (TAT adhered) Maintenance of documentation per the Working Instructions Selfdevelopment OPC trainings: 1. Ensuring completion of online training by 100% employees 2. Imparting trainings to new joinees and...

Responsibilities:Fundamental Monitoring Plan (FMP) performance:Independent drafting of test plans for allotted FMPsCompletion of tests per the plan (TAT adhered)Maintenance of documentation per the Working InstructionsSelfdevelopmentOPC trainings:1. Ensuring completion of online training by 100% employees2. Imparting trainings to new joinees and...

Key Responsibilities:Fundamental Monitoring Plan (FMP) Performance: Ensure timely completion of FMPs and maintain accurate documentation.Test Planning and Execution: Develop and execute test plans for allotted FMPs, adhering to TAT.Documentation and Training: Maintain up-to-date documentation and provide training to new joinees and branches on OPC.Review and...

Key ResponsibilitiesFundamental Monitoring Plan (FMP) Performance: Ensure seamless execution and monitoring of FMPs.Test Planning and Execution: Independently draft test plans for allocated FMPs, execute tests within agreed TAT, and maintain comprehensive documentation.Documentation and Training: Maintain accurate documentation as per Working Instructions...

Responsibilities:FundamentalMonitoring Plan (FMP)performance:Independentdrafting of test plans for allottedFMPsCompletionof tests per the plan (TATadhered)Maintenanceof documentation per the WorkingInstructionsSelfdevelopmentOPCtrainings: 1. Ensuring completion of online training by100% employees 2. Imparting trainings to new joinees andbranchesReviewand...

Job DescriptionWe are seeking a highly skilled Operational Control Manager to join our team at Riverforest Connections Private Limited.Key ResponsibilitiesFundamental Monitoring Plan (FMP) Performance: Ensure the effective implementation and monitoring of FMPs to maintain control over operational processes.Test Plan Development: Independently draft test...

Brief Introduction:In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

Job DescriptionAt Riverforest Connections Private Limited, we are seeking a highly skilled Operational Control Manager to join our team.Key ResponsibilitiesFundamental Monitoring Plan (FMP) Performance: Ensure the effective implementation and monitoring of FMPs to drive business growth.Test Plan Development: Design and develop comprehensive test plans for...

Brief Introduction: In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and...

Job Title: AVP Broking Operations Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...

Brief Introduction:In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

Brief Introduction: In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

Brief Introduction:In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

Brief Introduction:In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

Brief Introduction:In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

Brief Introduction: In this role, you will lead our brokerage's technological initiatives, focusing on digital transformation of internal tools/platforms, enhanced trading facilities, risk management, and compliance. This pivotal role demands a blend of technological prowess and financial industry insight to elevate our operational efficiencies and client...

**Responsibilities**: - Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance. - Vendor management. - Able to build and manage teams for important functions like account opening, paying payout stock and funds, DP account, customer modification, RMS etc. - Responsible for customer support and seamless...

Job Description:As an Operational Control Specialist at Riverforest Connections Private Limited, you will be responsible for ensuring the smooth operation of our Permanent Control Team. This involves:Key Responsibilities:Developing and implementing test plans for our Fundamental Monitoring Plans (FMPs)Conducting tests and maintaining documentation in...

Job Title: Operational Head for the Broking IndustryOverview:We are seeking an experienced Operational Head to lead our broking operations. The successful candidate will be responsible for overseeing the day-to-day activities of our broking company.Key Responsibilities:Managing processes to ensure compliance with regulatory requirements and improving...

Job Description and Responsibilities: The ideal candidate has some regulatory compliance experience working for an exchange a regulatory organization a BrokerDealer (BD) or a similar organization. Other acceptable experience would include internal audit legal accounting or other control functions of a financial services firm or regulator. Responsible...