Avp - Stock Broking Operations
7 months ago
**Responsibilities**:
- Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance.
- Vendor management.
- Able to build and manage teams for important functions like account opening, paying payout stock and funds, DP account, customer modification, RMS etc.
- Responsible for customer support and seamless experience in a stock broking business.
- Ensure process oriented, TAT driven customer support as per defined SOP.
- Mentor and monitor team to ensure high level of accuracy and timely execution.
- Coordinate with IT and Sales team for development of online customer support process and Process automations.
- Handling regulatory audits of SEBI, Exchanges, etc.
**Qualification**:
- MBA Finance from good institute.
- 15-20 years of Experience in stock broking operations.
- Knowledge of back office software like LD and CDSL.
- Well verse with DKYC process and other broking norms.
**Job Types**: Full-time, Permanent
Pay: ₹2,000,000.00 - ₹2,500,000.00 per year
**Benefits**:
- Health insurance
Schedule:
- Day shift
Ability to commute/relocate:
- Navi Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)
Application Question(s):
- Do you have 15-20 years of experience in stock broking operation?
- What's your current CTC?
- What's your expected CTC?
- What's your notice period in days?
**Experience**:
- total work: 10 years (required)
Work Location: In person
-
Avp - Stock Broking Compliance
7 months ago
Navi Mumbai, Maharashtra, India Hitya Global Full time**Role Overview**: - Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to...
-
Avp Broking Operations
7 months ago
Mumbai, Maharashtra, India Barclays Full timeJob Title: AVP Broking Operations Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all...
-
Stock Broking
3 weeks ago
Andheri, Mumbai, Maharashtra, India aikyam capital pvt ltd Full timeResponsibility: KYC - To create and update client master in Broking and Exchange platforms Coordination a. Coordination with Trading and Risk Team for Terminal mapping and segment activation b. Coordination with Custodians, Clearing member, Banks CTCL Mapping Daily Contracting, Billing, margin reporting, EOD reporting and reconciliation of exchange...
-
Avp - B2B Sales (Stock Broking)
7 months ago
Navi Mumbai, Maharashtra, India Hitya Global Full timeClient is looking for an experienced and energetic Leader to drive B2B sales efforts for exploring new Business avenues for the online stock broking business. **Responsibilities**: - Responsible for building and managing partnerships with affiliates, online influencers, and other similar associations. - Responsible for business parameters including...
-
Compliance Officer
2 weeks ago
Mumbai, India Reva Placement Full timeWe are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4 yrs Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e....
-
Stock Broking
6 days ago
Bhayandar, Mumbai, Maharashtra, India ixamBee Full time**About us**: Epicenter is a 24-year-old Technology & BPM organization that focuses on Process Improvement, Cost Reduction and uses Innovative Technology & Data Driven approaches to create customer & human-centric solutions to Improve Revenue & Customer Experience. We work with Global Fortune 500 Companies across various industry sectors, helping them build...
-
Institutional Sales
4 weeks ago
Mumbai, Maharashtra, India Nirmal Food Ghar Full timeWe are hiring for Institutional Sales Company - Stock Broking Location - Thane, Nariman point Time: 8.30 am to 5:30 pm Workdays: 5 days Years of Experience: 5+ years (Stock Broking company) Must have a strong track record of building and maintaining relationships with institutional clients in the Broking Industry. He/she will be responsible for...
-
Sales Telecaller
7 months ago
Vile Parle, Mumbai, Maharashtra, India Human Resource Search Full timeGreetings from HRS! An urgent opening for the position of Sales Telecaller - Stock Broking Industry **Job Title: Sales Telecaller - Stock Broking Industry** Company Details: Renowned Stock Broking Company Position **:Sales Telecaller** **Job Overview**: As a Sales Telecaller in the stock broking industry, you will play a pivotal role in generating...
-
Compliance Director
1 week ago
Mumbai, Maharashtra, India FINVASIA Full timeWe are seeking a highly experienced Compliance Director to lead our compliance function at FINVASIA, a prominent stockbroker.Role OverviewThe Compliance Director will be responsible for ensuring the organization's operations in both the stock broking and commodities sectors fully comply with all applicable regulatory frameworks and industry standards.This...
-
Risk Management Expert for Stock Broking
4 weeks ago
Mumbai, Maharashtra, India Lemonn Full timeJob SummaryWe are seeking a highly skilled Risk Management Expert to join our team at Lemonn. As a key member of our stock broking operations, you will be responsible for managing risk and ensuring the smooth functioning of our systems.
-
Csr(Demat/ Stock Broking)
4 weeks ago
Mumbai, Maharashtra, India crutz leela Full time**Stock Broking (Demat Account Customer Service)** Education - Graduate Experience - 1+year Shift - Day Rotational Shift (7am to 12 midnight ) Week off - 1 rotational Location - MBP, Mahape Transportation - 1 way (pick or drop) **Females after 9pm** **Males after 12 midnight** Pay: ₹15,000.00 - ₹23,000.00 per month Schedule: - Rotational...
-
IT Executive Stock Broking Expereince
7 months ago
Bandra West, Mumbai, Maharashtra, India vintage placement Full timeneed it executive with stock broking firm expereince **Salary**: ₹30,000.00 - ₹40,000.00 per month Day range: - Monday to Friday Shift: - Day shift **Experience**: - total work: 1 year (preferred) Work Location: In person **Speak with the employer** +91 9321363416
-
Dealer with Stock Broking Company
7 months ago
Mumbai, India Labdhi ( L.F.C. securities) Full timeShould have experience of working as a dealer with stock broking company. call on 8104982267 **Job Types**: Full-time, Regular / Permanent **Salary**: ₹144,988.00 - ₹250,000.00 per year Schedule: - Day shift **Speak with the employer** +91 8104982267
-
Stock Broking Voice Process
5 months ago
Bhayandar, Mumbai, Maharashtra, India ixamBee Full timeAbout us: Epicenter is a 24-year-old Technology & BPM organization that focuses on Process Improvement, Cost Reduction and uses Innovative Technology & Data Driven approaches to create customer & human-centric solutions to Improve Revenue & Customer Experience. We work with Global Fortune 500 Companies across various industry sectors, helping them build...
-
Stock Broking Voice Process
3 months ago
Bhayandar, Mumbai, Maharashtra, India ixamBee Full timeAbout us: Epicenter is a 24-year-old Technology & BPM organization that focuses on Process Improvement, Cost Reduction and uses Innovative Technology & Data Driven approaches to create customer & human-centric solutions to Improve Revenue & Customer Experience. We work with Global Fortune 500 Companies across various industry sectors, helping them build...
-
Customer Support
7 months ago
Navi Mumbai, Maharashtra, India Hitya Global Full timePosition: Customer Support Executive Experience: 2-4 years Location: Navi Mumbai **Salary**: Upto 3.5 LPA Notice Period: Upto 15 days **Responsibilities**: - A customer care executive tends to act as a link between a company and its customers and resolves any such queries generated by its customers or clients with efficiency. - The only aim is to...
-
QA Customer Support
7 months ago
Navi Mumbai, Maharashtra, India Hitya Global Full timePosition: Quality Analyst Number of positions: 1 Experience: 3-4 years Location: Navi Mumbai/ Indore (Any location works) **Salary**: Upto 5 LPA Notice Period: Upto 15 days **Responsibilities for Quality Analyst** - Taking product process training along with certification - Daily calls auditing and sharing feedback. - Analysing the RCA’s for business...
-
Risk Management Specialist
1 month ago
Mumbai, Maharashtra, India Lemonn Full timeAbout UsLemonn is a pioneering stock investing app that makes the experience engaging, informative, and effortless. Our mission is to make investing simple and accessible to everyone, enabling them to own a share of India's growth story.We are a product of PeepalCo, a house of brands committed to Making Money Equal for All. Our online broking services are...
-
Broking Associate
2 weeks ago
Mumbai, India Riverforest Connections Full timeIncumbent to possess the following competencies: 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and extremely high on initiatives - 5. Self-starter - should be able to work with minimum supervision - 6. Ability...
-
Trainer (Stock Broking)
7 months ago
Airoli, Navi Mumbai, Maharashtra, India Hemocean outsourcing Full timePosition - Trainer Location - Airoli Ctc : 3-4LPA **Job Description**: 1. BPO experience is a must 2. Should have minimum 1yr experience as Trainer 3. Broking experience - Mandatory 4. Should have excellent communication skills (Written & Verbal) 5. Deploy a wide variety of training method **Job Types**: Full-time, Permanent **Salary**:...