Process Associate

2 weeks ago


Mumbai, India Anand Rathi Share and Stock Brokers Ltd Full time

Discussing with process owner and drafting SOPReviewing the process and identify inefficiencies in operational processes.Identify and evaluate operational, financial, and regulatory risks and Identify control deficiencies and suggest improvements.Timely Updating SOP with controlling version records.Verify records and process related to client transactions, compliance, and operations.Support in review of SEBI regulations, exchange rules, and internal policies.Monitor and report compliance violations.Candidates working for stock broking companies will be preferred.Exposure of Internal Audit and SOP review is must.


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