Senior Manager/ AVP

7 months ago

Mumbai, India F3400 FTAM (India) Pvt Ltd, OIC Mumbai Branch Full time

At Franklin Templeton, we’re driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that’s both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we offer opportunities not only to help you reach your potential but also to contribute to our clients’ achievements.

Come join us in delivering better outcomes for our clients around the world

What Is the Sr Manager/ AVP In Global Compliance Group Responsible For?

We Are Currently Seeking an Experienced Professional to Join the Regulatory Compliance Team (Ct)

This Is a Professional Role in a Dynamic Growing Team. Compliance Analysis Is the Process of Assessing and Organization to Ensure That It's Operating Within the Relevant Laws and Regulations. You Will Be in Charge of Regulatory Compliance by Researching and Communicating Requirements, Obtaining Approvals. This Role Requires Excellent Relationship Building Skills as Ct Has Strong Partnership with Various Other Business Teams#MID_SENIOR_LEVEL

What Are the Ongoing Responsibilities of Sr Manager/ AVP?

Expertise In Review and Interpretation of Sebi Regulations

To Advise Internal Departments on New and Existing Regulatory Requirements

To Maintain Rapport with Regulatory Personnel by Arranging Continuing Contacts, Resolving Concerns

To Prepare Compliance Reports to Be Filed with Board of Directors and Sebi, Rbi, Etc. By Collecting, Analyzing, And Summarizing Information

To Draft or Review Internal Compliance Policies

To Review Marketing Materials and Ensure They Are in Line with Regulatory Requirements

Preparing And Updating Offer Documents and All Other Regulatory Documents Under Sebi Regulations.

To Conduct Internal Reviews to Test the Adequacy of Controls.

Contribute To the Continuous Improvement of Monitoring Approaches

Assist In Regulatory Inspections & Audits

Conduct Monitoring Activity Under Anti-Money Laundering Regulations

Work Closely with Senior Management on Various Regulatory and Compliance Matters.

Contribute To Team Effort by Accomplishing Related Results as Needed

What Ideal Qualifications, Skills & Experience Would Help Someone to Be Successful?

Good Understanding and Experience of Regulations Pertaining Indian Mutual Funds. Knowledge Of Us / Eu / Apac Regulatory Environment Is A Bonus

Fair Understanding Of Companies Act

10-15 Years Of Relevant Experience With Professional Qualifications (Cs Or Ca With Ll.B). Certification In Aml Or Related Field A Bonus

Understanding Of The Activities Of Asset Management Business Lines And Associated Compliance Risks

Strong Interpersonal Skills With The Ability To Communicate Effectively At All Levels And To Engage With Senior Ft Staff Within Business Units

Excellent Written Communication Skills – Ability To Communicate Complex Regulatory Issues In Writing

Previous Experience In Mutual Fund/ Amc Compliance Team Is Highly Desirable

Regulatory Compliance, Thoroughness, Research Skills, Reporting Research Results, Building Relationships, Coordination, Audit, General Math Skills, Problem Solving, Flexible and Agile Approach

Ability To Work Under Pressure and Within Tight Timelines

Work Shift Timing - 9:00 AM - 6:00 PM IST

Experience our welcoming culture and reach your professional and personal potential

Our culture is shaped by our diverse global workforce and strongly held core values. Regardless of your interests, lifestyle, or background, there’s a place for you at Franklin Templeton. We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.

 
By joining us, you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle. We understand that benefits are at the core of employee well-being and may vary depending on individual needs. Whether you need support for maintaining your physical and mental health, saving for life’s adventures, taking care of your family members, or making a positive impact in your community, we aim to have them covered.

Professional development growth opportunities through in-house classes and over 150 Web-based training courses

An educational assistance program to financially help employees seeking continuing education

Medical, Life and Personal Accident Insurance benefit for employees. Medical insurance also cover employee’s dependents (spouses, children and dependent parents)

Life insurance for protection of employees’ families

Personal accident insurance for protection of employees and their families

Personal loan assistance

Employee Stock Investment Plan (ESIP)

Annual recognition programme

Volunteer services and paid time off for volunteering

12 weeks Paternity leave

Located in the heart of Mumbai in the One International Centre, with spectacular views of the buzzing city

Walking distance of 100 meters from Western/Central railway station, accessible by road and local rail from all parts of the city

Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and existing employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation. 
 
Franklin Templeton is committed to fostering a diverse and inclusive environment. If you believe that you need an accommodation to search for or apply for one of our positions, please send an email to . In your email, please include the accommodation you are requesting, the job title, and the job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only accommodation requests will receive a response.

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