Manager, Portfolio Compliance
3 weeks ago
Job Id: 1551 # of Openings: 1 Manager, Portfolio Compliance Connor Clark & Lunn India Private Limited Gurugram, India We are looking for a manager to join our Portfolio Compliance Team in India. Compliance plays a critical role in the investment process and in this role, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance, and this is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase. What You Will Do: You will play a leadership role in driving daily operational excellence while also embedding a culture of continuous improvement with the goal of improving business outcomes. You will have the opportunity to work with various business groups within the company (portfolio management, operations, legal). You will be answering their compliance related questions, resolving issues, and will be working with them to develop new compliance related initiatives. Key responsibilities include: Using Charles River to monitor and develop compliance rules across all asset classes and security types. These compliance rules are derived from client mandates, global regulations, firm wide guideline, and industry best practices. Using FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures. Monitoring data integrity across multiple compliance systems. Implementing, maintaining, and continuously improving portfolio compliance related procedures and controls. Recruit, motivate, and develop Gurugram staff into a high performing team that provides accurate, timely, and trusted data. Define and be accountable for operational processes that achieve business objectives. Take a proactive approach to ensure the reliability of compliance processes and redesigning workflows as required. Work with business and technology teams to define and implement process improvements. About You: We are looking for a candidate that demonstrates: Education – an undergraduate degree in Finance, Business, Economic or a related field. Completion of a Masters, or enrollment in a relevant designation, such as the CFA or compliance related designation, is an asset. Industry Knowledge – You have 8 years or more experience in Asset Management performing a compliance related function. Portfolio Compliance experience. Risk Intelligent mindset – You have a solid understanding of portfolio compliance and its role within a broader risk management framework. A passion for Operational Excellence – You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives. Critical Thinking – You possess an analytical mindset and like to solve problems. Curiosity – You are inquisitive and are not afraid to ask questions. Collaborative Communication – You communicate effectively and have a collaborative sprit that helps you to work well with others. Project Management – You have strong project management skills. People Management – You have people management experience. Organization - You are organized and can manage multiple tasks and interruptions. Technology Savvy – You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River experience is an asset. About Connor, Clark & Lunn Financial Group
At Connor, Clark & Lunn Financial Group, we understand the value of opportunity – for our clients and our team. Independent and employee-owned, we partner with investment professionals to grow successful asset management businesses, giving them the space to innovate and truly make an impact.
With more than 40 years of history and offices across Canada and in the US, the UK and India, CC&L Financial Group and our multi-boutique family of affiliate firms collectively manage over $127 billion in assets, providing a diverse range of traditional and alternative investment products and solutions to institutional, high-net-worth and retail clients.
For a closer look at how you can build your career with us, we invite you to explore cclgroup.com.
CC&L is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age.
To apply for this position, please submit your resume and cover letter as one PDF.
We thank all applicants in advance for their interest, but only those candidates shortlisted for interviews will be contacted. No telephone calls or recruitment agencies will be accepted.
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Manager, Portfolio Compliance
3 weeks ago
gurugram, India CC&L Financial Group Full timePosition: Manager, Portfolio Compliance Location: Gurugram, India Job Id: 1551 # of Openings: 1 Manager, Portfolio Compliance Connor Clark & Lunn India Private Limited Gurugram, India We are looking for a manager to join our Portfolio Compliance Team in India. Compliance plays a critical role in the investment process and in this role,...
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Gurugram, India CC&L India Private Limited Full timePosition: Senior Portfolio Compliance Analyst Location: Gurugram, India Job Id: 1464 # of Openings: 0 Senior Portfolio Compliance Analyst Connor, Clark & Lunn India Private Limited Gurugram, India We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in...
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Senior Portfolio Compliance Analyst
1 month ago
gurugram, India CC&L India Private Limited Full timePosition: Senior Portfolio Compliance Analyst Location: Gurugram, India Job Id: 1464 # of Openings: 0 Senior Portfolio Compliance Analyst Connor, Clark & Lunn India Private Limited Gurugram, India We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in...
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gurugram, India CC&L India Private Limited Full timePosition: Senior Portfolio Compliance Analyst Location: Gurugram, India Job Id: 1464 # of Openings: 0 Senior Portfolio Compliance Analyst Connor, Clark & Lunn India Private Limited Gurugram, India We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in...
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Senior Portfolio Compliance Analyst
3 weeks ago
Gurugram, India CC&L India Private Limited Full timePosition: Senior Portfolio Compliance Analyst Location: Gurugram, India Job Id: 1464 # of Openings: 0 Senior Portfolio Compliance Analyst Connor, Clark & Lunn India Private Limited Gurugram, India We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in...
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