Director, Enterprise Risk Manager

4 weeks ago

Pune, India BNY Mellon Full time

Director, Enterprise Risk Manager 

Bring your ideas. Make history. 
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital. 

With over 238 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about. 

Job Description

BNYM’s Risk & Compliance Assurance and Testing (RCAT) team is a global, independent 2nd Line of Defense testing function that facilitates pro-active self-identification and remediation of issues, assesses design and operating effectiveness of the firm’s processes and controls, validates adherence to regulatory requirements as well as delivering holistic risk management to the organization. RCATs primary directive is conducting assessments of First and Second Line of Defense processes/controls to validate adherence with laws/rules/regulations and Policies/Procedures. Specifically, the team is comprised of two key segments: Quality Assurance (covers 2LOD processes/controls) and Compliance Testing (covers 1LOD processes/controls) along with the Global Methodology & Planning team that sets the foundation for driving consistent and efficient standards & practices across RCAT and supports ongoing operations of the team. 

RCAT is seeking a director to functionally manage the central Compliance Testing team and locally manage the Risk and Compliance Quality Assurance teams and to oversee the delivery of ERA’s strategy and objectives.

In this role you will:

  • Partner with the Risk & Compliance colleagues, appropriate 1st line and 3rd line partners to improve efficiency, effectiveness, productivity, and/or controls 
  • Provide subject matter expertise and industry experience to articulate status of controls within the business and guide risk & compliance managers to ensure their adherence to policies, procedures, and guidelines 
  • Contribute to efforts to develop a strong operational risk culture by continuously assessing the  effectiveness of the second line of defense for the assigned business unit. Build relationships with roles in Risk Management, Compliance and Audit as well as roles in the assigned business lines to drive the timely completion of operational risk related deliverables, issue resolution and operational loss estimation and remediation
  • Actively collaborate with all business CROs and CCOs to manage and mitigate areas of operational, compliance and other risks that might arise from inadequate or failed internal processes, people and systems, or external events. Escalate serious instances of risk management unawareness to senior management 
  • Develop routine reports on business unit compliance as required and deliver these to business management and the respective governance forums overseeing Risk & Compliance (e.g., Corporate Operational Risk Committee, Compliance Senior Leadership Team, Third Party Risk Management Committee, Senior Risk and Control Committee)
  • Use influence and negotiation skills to ensure the business' implementation of effective controls to address identified risks, ensure the establishment of effective mitigation processes and chains of ownership and impel positive change in risk management behaviors
  • Provide periodic updates to regulatory bodies on the status of key Risk & Compliance remediation deliverables, as well as results of the ongoing assessment of the Risk & Compliance framework
  • Recruit, direct, motivate and develop professional staff, maximizing their individual contribution, their professional growth, and their ability to function effectively with their colleagues as a team 
  • Ensure the teams are equipped to operationalize and attain multi-regional / risk coverage objectives. Assist with the identification and development of talent to ensure appropriate succession planning
  • Ensure appropriate financial and human resource allocation. Modified based upon local regulations/requirements

Required Qualifications and Skills – External 

  • Strategic thinking / problem solving skills to facilitate the identification of problems, the design and evaluation of options and execution of solutions
  • Ability to lead, inspire and motivate a team into consistent high performance
  • Excellent communication skills (verbal and written) in interactions with staff, peers, and senior management; ability to prepare executive level presentations
  • A leader who is fast-paced, high-energy, change oriented and is able to work independently
  • Bachelor’s degree or the equivalent combination of education and experience 
  • 18 years of total work experience, with 5 years of management experience

 


BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

  • Vice President, Enterprise Risk II

    2 months ago

    Pune, India BNY Mellon Full time

    Vice President, Enterprise Risk IIAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions...

  • Senior Associate, Enterprise Risk

    3 weeks ago

    Pune, India BNY Mellon Full time

    Senior Associate, Enterprise RiskAt BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions...

  • Solution Architect

    3 months ago

    Pune, Maharashtra, India Serendipity Corporate Services Full time

    **Roles and Responsibilities**: - Solution Architect - Enterprise Risk with **10+ years** of overall experience including Banking domain. - In-depth Knowledge of Enterprise Risk Applications. - Experienced Solution design for IFRS9 Moody’s RCO, LE-BRF, A-Score, B-Score, Moody’s CreditLens, ESG. - Data mapping with various upstream systems like core...

  • Associate Director Product Management

    4 months ago

    pune, India Zycus Full time

    Associate Director Product Management (PRO03707) Product ManagementPuneAbout UsZycus is a pioneer in Cognitive Procurement software and has been a trusted partner of choice for large global enterprises for two decades. Zycus has been consistently recognized by Gartner, Forrester, and other analysts for its Source to Pay integrated suite. Zycus powers its...

  • Associate Director Product Management

    4 months ago

    Pune, India Zycus Full time

    Associate Director Product Management (PRO03707) Product ManagementPuneAbout UsZycus is a pioneer in Cognitive Procurement software and has been a trusted partner of choice for large global enterprises for two decades. Zycus has been consistently recognized by Gartner, Forrester, and other analysts for its Source to Pay integrated suite. Zycus powers its...

  • Operational Risk

    3 months ago

    Pune, India TIAA Full time

    Operational Risk Associate The Operational Risk Management job participates in monitoring and reporting on risks and controls for the organization. Under general supervision, this job contributes to the tracking of remediation of identified deficiencies, prepares and reviews reports for management, and assists in maintaining the database of record of...

  • Risk Regulatory Forensic

    2 days ago

    pune, India Deloitte Full time

    Your potential, unleashed. India’s impact on the global economy has increased at an exponential rate and Deloitte presents an opportunity to unleash and realize your potential amongst cutting edge leaders, and organizations shaping the future of the region, and indeed, the world beyond. At Deloitte, your whole self to work, every day. Combine...

  • Risk Regulatory Forensic

    1 month ago

    Pune, India Deloitte Full time

    Your potential, unleashed. India’s impact on the global economy has increased at an exponential rate and Deloitte presents an opportunity to unleash and realize your potential amongst cutting edge leaders, and organizations shaping the future of the region, and indeed, the world beyond. At Deloitte, your whole self to work, every day. Combine that...

  • Vice President, Model Risk Management II

    4 months ago

    pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Vice President II- Model Risk Management (Machine Learning AI) Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...

  • Cyber Manager

    4 months ago

    Pune, India Maersk Full time

    Are you passionate about risk management and cyber security? At Maersk risk is at the heart of our approach to cyber security. W​​e are responsible for ensuring that the Cyber Security risk to Maersk is understood and mitigated effectively, enabling Maersk to deliver on its business outcomes safely and securely. Our Cyber Security Risk Managers work in...

  • Sr. Manager Risk

    3 months ago

    Pune, India Vodafone Full time

    Skills Required Minimum 8 to 12 Years experience Strong knowledge of GDPR & relevant certification Certified CISA/CISM and ISO 27001 standard Auditor/ Implementor Enterprise Risk Management framework (ISO 31000) Strong knowledge of Information Security Aware about business continuity management system Knowledge of cyber security Stakeholder...

  • Risk Management Regulatory reporting-Pune

    4 months ago

    Pune, India People First Consultants Full time

    Job: Risk Management Regulatoryreporting Location: PuneExperience: 58 Years KeySkills: Regulatory reporting Data analysis DataManagement Financial reporting Reporting tools SQL Financialproducts knowledge Preferably Credit risk background.Job Description : IT Business Analyst background 5years with experience around businessanalysisProfile with exposure to...

  • Sr. Manager Risk

    3 months ago

    pune, India Vodafone Full time

    Skills Required Minimum 8 to 12 Years experience Strong knowledge of GDPR & relevant certification Certified CISA/CISM and ISO 27001 standard Auditor/ Implementor Enterprise Risk Management framework (ISO 31000) Strong knowledge of Information Security Aware about business continuity management system Knowledge of cyber security ...

  • Associate Program Director

    4 months ago

    Pune, India BirlaSoft Full time

    .Skill: Successfactor Project Manager/Project Director EXP-15+ Minimum 7+ yrs exp as project manager/program Manager. Must have experience is Global customer delivery. Implementation HR Stakeholder Management Cost Management Risk Management SAP SuccessFactors HCM

  • Deputy General Manager

    2 months ago

    Pune, India Gera Developments Full time

    With over 50 years of expertise, 62 successful projects, and approximately 9 million sq. ft. under development, Gera Developments Pvt Ltd has earned the trust of 10,000+ customers. We are not just builders of premium residential and commercial spaces; we deliver exceptional experiences anchored in our core values of trust, quality, customer-first, and...

  • Vice President, AI/ML Model Risk Management II

    4 months ago

    pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Vice President II, Model Risk Management (AI/ML model validation) Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or...

  • Director, Control Manager

    1 week ago

    Pune, India BNY Mellon Full time

    At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s inversible assets. Everyday around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

  • Director, Control Manager

    3 days ago

    pune, India BNY Mellon Full time

    At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s inversible assets. Everyday around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

  • Director of IT Infrastructure

    3 days ago

    pune, India Zycus Full time

    Director of IT Infrastructure (GLO04519) Global DeliveryPuneAbout UsZycus is a pioneer in Cognitive Procurement software and has been a trusted partner of choice for large global enterprises for two decades. Zycus has been consistently recognized by Gartner, Forrester, and other analysts for its Source to Pay integrated suite. Zycus powers its S2P software...

  • Director of IT Infrastructure

    1 month ago

    Pune, India Zycus Full time

    Director of IT Infrastructure (GLO04519) Global DeliveryPuneAbout UsZycus is a pioneer in Cognitive Procurement software and has been a trusted partner of choice for large global enterprises for two decades. Zycus has been consistently recognized by Gartner, Forrester, and other analysts for its Source to Pay integrated suite. Zycus powers its S2P software...