AM/ Manager

5 days ago


Mumbai, Maharashtra, India Motilal Oswal Financial Services (MOFSL) Full time ₹ 5,00,000 - ₹ 15,00,000 per year

Role & responsibilities

  • Conduct audit of Authorised Persons of MOFSL PAN India
  • Conduct detailed analytical review of audit findings and identify recurring gaps or high-risk trends.
  • Perform data validation and cross verification of reports generated by third party auditors.
  • Support internal audits, Exchange queries, and SEBI inspection data requirements.
  • Assist in standardizing review formats and improving audit quality.

Preferred candidate profile

  • Semi qualified Chartered Accountant (not pursuing) with 2-3years of experience or Graduate/ Post graduate with 3-4 years of experience in auditing.
  • Understanding of Exchange / SEBI compliance requirements related to Authorised Persons and supervision framework.
  • Experience in preparing, reviewing and validating audit reports and identifying compliance gaps.
  • Experience in implementing standard audit formats, checklists, and control frameworks
  • Experience in supporting Stock Exchange queries and SEBI inspection data submissions will be an added advantage

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