AM/ Manager
5 days ago
Role & responsibilities
- Conduct audit of Authorised Persons of MOFSL PAN India
- Conduct detailed analytical review of audit findings and identify recurring gaps or high-risk trends.
- Perform data validation and cross verification of reports generated by third party auditors.
- Support internal audits, Exchange queries, and SEBI inspection data requirements.
- Assist in standardizing review formats and improving audit quality.
Preferred candidate profile
- Semi qualified Chartered Accountant (not pursuing) with 2-3years of experience or Graduate/ Post graduate with 3-4 years of experience in auditing.
- Understanding of Exchange / SEBI compliance requirements related to Authorised Persons and supervision framework.
- Experience in preparing, reviewing and validating audit reports and identifying compliance gaps.
- Experience in implementing standard audit formats, checklists, and control frameworks
- Experience in supporting Stock Exchange queries and SEBI inspection data submissions will be an added advantage
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