Manager-Secretarial & Compliance - MF/Asset Mngt - Mumbai

Position OverviewWe are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund...

WALK-IN INTERVIEWS PERSONAL SECRETARY Lower Parel - Mumbai As Neo scales across wealth, asset management, and capital markets, we're looking for a sharp, dependable, and highly organized professional to support senior management in a role that demands both discretion and dynamism. Role: Personal Secretary Location: Lower Parel, Mumbai This is not just about...

Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their Mumbai office. An ideal candidate should have a PQE of 5-7 years and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances. Prior experience of working with an NBFC or a debt listed entity preferred. Interested...

We are hiring a full-time Company Secretary (CS) or CS Intern at our consultancy firm in Malad East. The role involves managing ROC/MCA filings, secretarial compliance, SEBI/FEMA matters, corporate governance, drafting contracts, and advisory support. The candidate should have strong analytical, communication, and client management skills with the ability to...

Job DescriptionRole : Company Secretary-MumbaiLocation : MumbaiExperience : 7 to 8 YearsQualification : CSJob Description :- Leading the Secretarial & Corporate Governance team- Company Secretary of the organization, designated KMP as per Companies Act and Compliance Officer for SEBI.- Getting organization IPO ready. As and when the decision on taking up IPO...

Role & ResponsibilitiesAs a PMS Compliance Manager at Stallion Asset, you will be responsible for ensuring complete adherence to SEBI PMS Regulations and other applicable laws. This role requires close collaboration with the Investment, Operations, and Sales teams to ensure regulatory compliance, timely filings, and robust internal processes. You will also...

Roles and ResponsibilitiesAssisting Client in Board and Committee Meetings Management and timely updating the change in the regulatory framework.Handle Secretarial Compliances, FEMA, FDI.Desired Candidate ProfileCandidate should be qualified CS with over 10+ yrs of work experience in handling Secretarial Compliances, FEMA, FDI.. Candidates working ONLY in...

Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their 𝗠𝘂𝗺𝗯𝗮𝗶 office.An ideal candidate should have a PQE of 𝟱-𝟳 𝘆𝗲𝗮𝗿𝘀 and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances.Prior experience of working with an NBFC or a debt...

Location - MumbaiSalary Range – 5 – 8 L PAIndustry – MaritimeJob Role Summary:A leading, globally diversified maritime company is looking to hire a junior Company Secretary who will assist the Company Directors in overseeing daily operations and ensuring adherence to legal and statutory obligations for the Group of companies on a global scale.Job...

Our client a leading NBFC is looking to hire a Senior Manager- Secretarial and Compliance for their 𝗠𝘂𝗺𝗯𝗮𝗶 office.An ideal candidate should have a PQE of 𝟱-𝟳 𝘆𝗲𝗮𝗿𝘀 and experience of working on secretarial matters and should be well versed in RBI and SEBI compliances.Prior experience of working with an NBFC or a debt...