Clearance & Settlements Processing Associate Director – International

1 week ago

Pune, Maharashtra, India UBS Full time ₹ 1,20,000 - ₹ 1,80,000 per year

India

Operations

Global Wealth Management

Job Reference #

325169BR

City

Pune

Job Type

Full Time

Your role

  • Supervise associates on the Clearance & Settlements team and triage any outstanding escalations and issues brought forward.
  • Perform and supervise the day-to-day International Settlement processes on behalf of UBS Financial Services, and all associated controls related to settlement, trade failure, and buy-ins.
  • Manage risk associated with trade settlements in order to preserve the firm's reputation and maintain top level client service.
  • Collaborate with fellow Operations teams (Middle Office, ACATs, Corporate Actions, etc) to accomplish goals.
  • Provide prompt and accurate responses to systemic requests from Client Branches and email inquiries for broker dealer firms
  • Able to identify issues and escalate to the right stakeholders in timely manner to avoid any financial or firm risk.
  • Participate lead team meetings to share best practices and volume trends
  • Maintain up-to-date knowledge of regulatory requirements and industry best practices.
  • Ensure SOPs are up to date and reviewed on on-going basis.

Your team

UBS Financial Services Inc. is a leading firm in the financial services industry, dedicated to providing exceptional wealth management service and innovative solutions to our clients. We are seeking a highly motivated and experienced professional to join our team as a Clearance & Settlements associate.

Your expertise

  • 5 – 10 years financial services/securities industry experience.
  • Bachelor's degree in finance, Business Administration, or a related field.
  • Able to multi-task and interact with multiple client and business partners simultaneously
  • Highly motivated with the ability to learn quickly within a pressured environment
  • Work in a team environment
  • Attention to detail and ability to work under pressure.
  • Strong communication and interpersonal skills.

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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