Domestic Clearance

India

Operations

Global Wealth Management

Job Reference #

324800BR

City

Pune

Job Type

Full Time

Your role

Oversee resource management across the Clearance & Settlements space and maintain line manager responsibilities.

Assess and provide feedback on audit related queries pertaining to Clearance & Settlements business and assist with crafting necessary response to EY, GIA, SOX, FINRA, etc.

Lead fellow associates on the Clearance & Settlements team and triage any outstanding escalations and issues brought forward.

Own the day-to-day US Settlement processes on behalf of UBS Financial Services, and all associated controls related to settlement, trade failure, and buy-ins.

Manage risk associated with trade settlements in order to preserve the firm's reputation and maintain top level client service.

Collaborate with fellow Operations teams (Middle Office, ACATs, Corporate Actions, etc) to accomplish goals.

Provide prompt and accurate responses to systemic requests from Client Branches and email inquiries for broker dealer firms

Able to identify issues and escalate to the right stakeholders in timely manner to avoid any financial or firm risk.

Participate in team meetings to share best practices and volume trends

Maintain up-to-date knowledge of regulatory requirements and industry best practices.

Ensure SOPs are up to date and reviewed on on-going basis.

Your team

UBS Financial Services Inc. is a leading firm in the financial services industry, dedicated to providing exceptional wealth management service and innovative solutions to our clients. We are seeking a highly motivated and experienced professional to join our team as a Clearance & Settlements associate.

Your expertise

5+ years financial services/securities industry experience, including specific experience in Settlement Operations

Exhibit clear understanding of US regulations which impact the risk structure of the Settlements space

Bachelor's degree in finance, Business Administration, or a related field

Able to multi-task and interact with multiple client and business partners simultaneously

Highly motivated with the ability to learn quickly within a pressured environment

Work in a team environment

Attention to detail and ability to work under pressure.

Proficiency in Microsoft Office Suite, particularly Excel

Strong interpersonal skills

Willingness to work in night shifts

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.