Compliance Associate
3 hours ago
Job Title: Compliance Associate
A.C. Agarwal Share Brokers is an Indian stock broking company with 20+ years of experience in the capital markets. The company holds memberships of most of India's top stock exchanges and depositories, including NSE, BSE, MCX, and CDSL. With a team of 250+ authorized partners, AC Agarwal is committed to building growth and wealth creation at a national level.
Job Description:
We are looking for a Compliance Associate to manage SEBI and Exchange Compliance for a Stock Broking firm. The role involves handling regulatory filings, responding to exchange queries, and ensuring timely compliance with SEBI, NSE, BSE, and Depository (CDSL/NSDL) guidelines.
Key Responsibilities:
- Handle SEBI, NSE, BSE, MCX, and Depository-related compliance.
- File periodic and event-based regulatory reports and returns.
- Ensure adherence to SEBI regulations, circulars, and exchange guidelines.
- Coordinate with exchanges, SEBI, and auditors for compliance queries.
- Maintain compliance records, reports, and documentation.
Desired Candidate Profile:
- Graduate/Postgraduate in Commerce, Finance, or Law.
- 1–4 years' experience in SEBI or Exchange compliance with a Stock Broker.
- Strong understanding of SEBI rules, Exchange regulations, and audit requirements.
- Good communication, Excel, and documentation skills. Job Type: Full-time | Work from Office
Job Type: Full-time
Pay: ₹216, ₹360,000.00 per year
Benefits:
- Paid time off
- Provident Fund
Work Location: In person
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