Compliance Associate

7 days ago

Sayajiganj Vadodara Gujarat, India A C Agarwal Share Brokers Pvt. Ltd. Full time

The Compliance Associate will be responsible for managing and optimizing fund allocation processes and reporting in a dynamic financial environment. This role requires a detail-oriented individual who can effectively communicate and collaborate with cross-functional teams while ensuring accurate fund management and compliance.

**Key Responsibilities**:

- **Fund Allocation Process**:

- Manage and execute the fund allocation process at the beginning of day (BOD) and end of day (EOD).
- **Short Allocation Reporting**:

- Prepare and analyze short allocation reports, including SA04 and Intrasar Eodsar, ensuring accuracy and timeliness.
- **Segregation Reporting**:

- Oversee segregation reporting to ensure compliance with regulatory standards and internal policies.
- **FO Margin Shortage Checks**:

- Conduct margin shortage checks for Front Office (FO) both at the BOD and EOD to mitigate risk for clients.
- **Communication Management**:

- Liaise with Globe Share and other stakeholders for effective fund communication and coordination.
- **Fund Movement**:

- Facilitate the movement of funds from Allocation FO to MCX, ensuring seamless transitions and mínimal disruption.
- **Deallocation Process**:

- Manage the fund pay-out deallocation process, ensuring proper documentation and compliance.
- **MTF JV & Shortage Checks**:

- Perform checks related to Margin Trading Facility (MTF) Joint Ventures and shortage management.
- **EOD Margin Reporting Checks**:

- Validate end-of-day margin reporting to ensure accuracy and compliance with internal policies.

**Qualifications**:
Bachelor's degree in Finance, Accounting, or related field.
- Strong analytical skills and attention to detail.
- Proficient in financial software and reporting tools.
- Excellent communication and interpersonal skills.
- Proficient in Microsoft Office Suite (Excel, Word, PowerPoint)
- Ability to work under pressure and meet deadlines.
- **Prior** **experience of Stock Market or Broking Industry is mandatory**

This role is essential in ensuring effective fund management, compliance, and operational efficiency within the organization.

Pay: ₹216,000.00 - ₹600,000.00 per year

**Benefits**:

- Paid time off
- Provident Fund

Schedule:

- Day shift

Supplemental Pay:

- Yearly bonus

Work Location: In person

  • Compliance Associate

    1 week ago

    Sayajiganj, Vadodara, Gujarat, India A C Agarwal Share Brokers Pvt. Ltd. Full time

    **Job Title: Compliance Associate** A.C. Agarwal Share Brokers is an Indian stock broking company with 20+ years of experience in the capital markets. The company holds memberships of most of India's top stock exchanges and depositories, including NSE, BSE, MCX, and CDSL. With a team of 250+ authorized partners, AC Agarwal is committed to building growth...

  • Compliance Associate

    1 week ago

    Makarpura, Vadodara, Gujarat, India COMMERCIAL CONSULTANY COUNSEL Full time

    **Position**: Compliance Associate - Customs **Location**: Vadodara, Gujrat **Timings**: Monday - Friday (10 am - 5:30 pm) ; Saturday (10 am -2 pm ) **Employment Type**: Full-time **Role Overview**: **Key Responsibilities**: - **Warehouse Compliance**: - Ensure adherence to all MOOWR regulations governing bonded warehouse operations. - Maintain updated...

  • Trade and Compliance Associate

    4 days ago

    Surat, Vadodara, India beBeeFinance Full time US$ 50,000 - US$ 1,00,000

    Job Title: Trade and Compliance AssociateAs a Trade and Compliance Associate, you will play a pivotal role in ensuring our organization's compliance with FEMA regulations while effectively managing secretarial practices and legal documentation. This position requires exceptional organizational skills, attention to detail, and the ability to work...

  • Housekeeping Gsa

    5 days ago

    Sayajiganj, Vadodara, Gujarat, India The Fern Residency, Vadodara Full time

    **Job Title**: Housekeeping GSA (Guest Service Associate) **Location**: The Fern Residency Hotel, Vadodara **Job Type**: Full-Time **About The Fern Residency Hotel**: The Fern Residency Hotel, Vadodara, is a premium eco-friendly hotel committed to providing exceptional hospitality and a memorable guest experience. We pride ourselves on maintaining high...

  • B2B Relationship Manager

    1 week ago

    Sayajiganj, Vadodara, Gujarat, India A C Agarwal Share Brokers Pvt. Ltd. Full time ₹ 2,40,000 - ₹ 3,50,000 per year

    A.C. Agarwal Share Brokers is an Indian stock broking company with 20+ years of experience in the capital markets. The company holds memberships of most of India's top stock exchanges and depositories, including NSE, BSE, MCX, and CDSL. With a team of 250+ authorized partners, AC Agarwal is committed to building growth and wealth creation at a national...

  • Chief Compliance Officer

    2 weeks ago

    Vadodara, Gujarat, India beBeeLegal Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Key Role: Senior Legal AssociateWe are seeking a talented and ambitious Senior Legal Associate to join our team. As a key member of our legal department, you will play a vital role in advising on complex legal matters and ensuring compliance with regulatory requirements.The ideal candidate will have a strong understanding of company law, securities...

  • Compliance Architect

    5 days ago

    Vadodara, Gujarat, India beBeeCompliance Full time ₹ 60,00,000 - ₹ 80,00,000

    Embed Compliance into Everything We DoWe're looking for a skilled professional to join our team as an Associate Compliance Manager. As part of this role, you'll be responsible for embedding security, privacy, and governance into every aspect of our business, from product design to partner ecosystems.Key Responsibilities:Develop and implement compliance...

  • Associate/executive - Finance

    2 weeks ago

    Vadodara, Gujarat, India Rigel Networks Full time

    Job Information Date Opened - 02/21/2025 Job Type - Full time Relevant Work Experience - 1 to 5 Years Timings - General Fix Indian (Starting 9:00 AM) Work Place - Work From Office Only Engagement Type - Full Time/Part Time; Employee/Consultant Industry - Other City - Vadodara State/Province - Gujarat Country - India Zip/Postal Code - 391101 About...

  • Senior Compliance Professional

    4 days ago

    Vadodara, Gujarat, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000

    Job TitleSenior HR Compliance Executive About the RoleWe are seeking an experienced Senior HR Compliance Executive to oversee our organization's HR practices and ensure they comply with employment laws and regulations. The successful candidate will have a strong understanding of employment laws, excellent communication and organizational skills, and the...

  • Qc Associate

    2 weeks ago

    Vadodara, Gujarat, India Neelam Enterprise Full time

    ***: The BK QC Associate plays a critical role in reviewing and ensuring quality standards, processing accuracy and compliance as per predefined checklist. This position requires an understanding of legal documentation, including but not limited to court orders, retainer agreement, affidavits, and BK filings, which are essential for COMPANY to deliver its...