Risk and Documentation Specialist

6 days ago

Mumbai, Maharashtra, India Crystal Peak Wealth Full time ₹ 4,00,000 - ₹ 8,00,000 per year

Location: Goregaon East, Mumbai

Type: Full-time

Experience: 2 years preferred

Industry: Financial Services / Wealth Recovery / Dematerialisation

About Crystal Peak Wealth

Crystal Peak Wealth is a trusted firm specializing in the end-to-end dematerialisation and recovery of old physical share certificates for investors across India. We help clients unlock hidden wealth through compliant, transparent, and efficient processes.

Role Overview

As the Risk and Documentation Specialist, you will play a crucial role in assessing risks associated with share recovery cases and managing all documentation processes to ensure legal and regulatory compliance. Your expertise will help safeguard the firm and its clients from financial and legal pitfalls while ensuring smooth case progress.

Key Responsibilities

Review, verify, and validate all client documentation related to physical share certificates, transfers, inheritance, and dematerialisation

Conduct risk assessments on share recovery cases, identifying potential ownership disputes, compliance gaps, or fraudulent claims

Collaborate with legal and compliance teams to resolve documentation discrepancies or challenges

Maintain and update documentation records and client files with high accuracy

Liaise with registrars, depositories (NSDL/CDSL), legal counsels, and external agencies as needed

Ensure adherence to regulatory guidelines (SEBI, MCA, Depository rules) and internal policies

Support internal teams by providing risk insights and documentation status updates

Assist in drafting and reviewing client agreements, indemnity forms, and legal declarations

Participate in training sessions for the team on documentation best practices and compliance updates

Ideal Candidate Profile

Qualified Chartered Accountant (CA) or equivalent finance/legal background preferred

2 years experience in financial services, risk management, compliance, or securities documentation

Strong understanding of share market operations, dematerialisation, and legal frameworks

Detail-oriented with excellent analytical and organizational skills

Good communication skills and ability to coordinate across teams and external stakeholders

High level of integrity, confidentiality, and professional ethics

Proficiency in MS Office and CRM

What We Offer

Competitive salary (4-8 lacs) and performance incentives

Opportunity to work in a growing and niche wealth recovery segment

Collaborative and professional work environment

Exposure to complex, real-world financial and legal challenges

  • Continuous learning and career development support

  • Risk Assessor

    1 week ago

    Mumbai, Maharashtra, India Pro Risk Business Solutions Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Risk Assessment of cases for companies' clients. Medical Underwriting and basic understanding of reading medical reports & read ECG / TMTMEDICAL UNDERWRITING, Financial Underwriting, Risk AssessmentKey Responsibilities:Risk Assessment: Conduct thorough risk assessments for clients' cases, evaluating both medical and financial information.Medical...

  • Risk Specialist, AS

    7 days ago

    Mumbai, Maharashtra, India Deutsche Bank Full time ₹ 1,20,000 - ₹ 3,00,000 per year

    Risk Specialist, ASJob ID: R0393957Full/Part-Time: Full-timeRegular/Temporary: RegularListed: Location: MumbaiPosition OverviewIn Scope of Position based Promotions (INTERNAL only)Job Title: Risk Specialist, ASLocation: Mumbai, IndiaRole DescriptionMarket and Valuation Risk Management (MVRM) provides an independent view of market risks and valuation to...

  • Documentation Specialist

    7 days ago

    Mumbai, Maharashtra, India Miles It Full time ₹ 2,00,000 - ₹ 6,00,000 per year

    About the Documentation SpecialistAre you a relentlessly optimistic and disciplined problem-solver who believes that great documentation is the key to user success? We're searching for a Documentation Specialist to shape and refine our knowledge base, ensuring all user guides and resources are clear, accurate, and easy to find. This role is for a dependable...

  • Documentation Specialist

    1 week ago

    Mumbai, Maharashtra, India Miles It Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    About the Documentation SpecialistAre you a relentlessly optimistic and disciplined problem-solver who believes that great documentation is the key to user success? We're searching for a Documentation Specialist to shape and refine our knowledge base, ensuring all user guides and resources are clear, accurate, and easy to find. This role is for a dependable...

  • Divisional Risk and Control Specialist

    4 weeks ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    Job DescriptionDivisional Risk and Control Specialist - AVPPosition OverviewJob Title: Divisional Risk and Control Specialist - AVPLocation: Mumbai, IndiaRole DescriptionThe Divisional Control Office (DCO) / Business Control Unit (BCU) is a 1st Line of Defence (1st LoD) function within the front office created during the implementation of the Three Line of...

  • Divisional Risk and Control Specialist

    3 days ago

    Mumbai, Maharashtra, India Deutsche Bank Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Divisional Risk and Control Specialist - AVPJob ID: R0391780Full/Part-Time: Full-timeRegular/Temporary: RegularListed: Location: MumbaiPosition OverviewJob Title: Divisional Risk and Control Specialist - AVPLocation: Mumbai, IndiaRole DescriptionThe Divisional Control Office (DCO) / Business Control Unit (BCU) is a 1st Line of Defence (1st LoD) function...

  • Documentation Specialist

    1 week ago

    Mumbai, Maharashtra, India PROFILE DATA CENTER SOLUTIONS PVT LTD Full time ₹ 1,50,000 - ₹ 3,00,000 per year

    About the Role:We are seeking a detail-oriented and organized Documentation Specialist to manage, create, and maintain company documents with accuracy and efficiency. The role will ensure compliance with internal standards, client requirements, and industry regulations while supporting cross-functional teams with clear and structured documentation.Key...

  • Export Documentation Specialist

    2 weeks ago

    Mumbai, Maharashtra, India Donear Industries Ltd Full time ₹ 8,00,000 - ₹ 12,00,000 per year

    An experienced and detail-oriented Export/Import Documentation Specialist to join our logistics team.preparing and processing export and import documentation, ensuring compliance with regulatory requirements and company policies.

  • Specialist - Risk Consulting

    1 week ago

    Mumbai, Maharashtra, India Mercer Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    We are seeking a talented individual to join our Climate Modelling team at Marsh McLennan. This role will be based in Mumbai. This is a hybrid role that has a requirement of working at least three days a week in the office.Specialist - Risk Consuting (Climate Risk / Climate Modelling)Incumbent will be part of the Climate Risk Center of Excellence and will be...

  • It Risk And Control Specialist

    7 days ago

    Mumbai, Maharashtra, India Smart Ims Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Your backgroundIndividual with IT risk/audit experience preferably in Banking/FI domain.Bachelors degree in IT, minimum 5-7 plus years of experience, industry certifications (CISA, CISM, COBIT foundation, etc) preferred.Relevant experience in executing Risk initiatives within a tech risk function, compliance or technology audit roleExperience in leading...