Compliance Officer

Compliance OfficerJob Summary:We are seeking a Compliance Officer particularly within the financial services or AIF & PMS sector. The candidate will be responsible for ensuring that all operations of the fund comply with regulatory requirements and internal policies.Key Responsibilities:- Monitor and ensure compliance with SEBI regulations, RBI guidelines,...

Job Title: Compliance OfficerLocation: AhmedabadEmployment Type: Full-TimeCompany: Lakshya Asset MAnagement Pvt Ltd.About the Role:We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other...

Company DescriptionGrow House Wealth Management Pvt. Ltd. is a privately held Merchant Banking firm located in Ahmedabad. The company specializes in providing end-to-end financial solutions, including Public Issue Management, Initial Public Offering, Project Counselling, Credit Syndication, and Underwriting Services.Role DescriptionThis is a full-time...

About the Role- Compliance officer with UK Healthcare experienceResponsibilitiesResponsible for UK healthcare onboarding, prescreening, maintenance.Responsible for onboarding process for HCA, nurses, and psychologists.Chasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing needs,...

Ensure compliances with respect to SEBI Guidelines.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)Assisting the team in organizing, preparing agenda for and...

Job Description Nodal Officer Position Title: Nodal Officer Department: Compliance / Legal & Regulatory Affairs Reports To: Head of Compliance / CEO / Board of Directors Key Responsibilities Regulatory Liaison: 1. - Act as the Single Point of Contact (SPOC) between the NBFC and regulators (RBI, CICs, Ombudsman, etc.). 2. - Handle all official...

Role: Company Secretary and Compliance OfficerWe are looking for someone: Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment. Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects. Should have good...

Roles and Responsibilities:Initial and maintenance complianceChasing documents, verifying, and uploadingSigning off file as per client guidelineMaintain contact with clients to determine staffing needs, solicit orders, and informs clients about the availability of employees.Work as a team and maintain professional working relationships with clients and...

Department: Compliance / Legal & Regulatory AffairsReports To: Head of Compliance / CEO / Board of DirectorsKey Responsibilities· Regulatory Liaison:Act as the Single Point of Contact (SPOC) between the NBFC and regulators (RBI, CICs, Ombudsman, etc.).Handle all official communications and queries from the RBI regarding inspections, audits, and compliance...

Job Title: HR Executive/AM - Payroll, Time Office & Statutory Compliance (PF, ESI, PT and Benefits of employees)Location: Corporate Office, AhmedabadJob Summary:We are looking for a detail-oriented and experienced HR Executive to manage payroll, time office operations, and statutory compliance for our upcoming Thermal Power Project. The role will be based at...