
License & Registration Swaps/NFA Compliance Officer
7 days ago
Do you have good judgment? Are you a strong communicator? We're looking for talented people to join our Compliance & Operational Risk Control US Licensing and Registration team:
• Front-to-back management of the Associated Persons population for the CFTC Swap Dealer and SEC Security-Based Swap Dealer regimes, including.interacting with the business to determine whether AP population is accurate.
• Manage the CFTC and SEC Principal vetting and registration processes.
• Update CFTC and SEC Registration Documents as required.
• Drive or contribute to the resolution of strategic and tactical challenges pertaining to Associated Persons, in collaboration with stakeholders such as the Swap Dealer Regulatory Governance / compliance team, including case management and new logic.
• Enable a sustainable and effective to maintain an accurate, complete and compliant Associated Person population globally, across the AMER, EMEA and APAC regions.
• Manage the Swap Execution Facility ("SEF") authorized trader lists in collaboration with the COO functions.
• Assist with managing and carrying out Swap/NFA registration related projects.
• Assist with developing control metrics to ensure compliance with key regulatory requirements.
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Senior Compliance Officer
7 days ago
India Nuvama Group Full time ₹ 15,00,000 - ₹ 20,00,000 per yearAbout Nuvama Institutional EquitiesNuvama Institutional Equities, a division of Nuvama Group (formerly Edelweiss Wealth Management), is a leading provider of institutional broking and equity research services. We deliver cutting-edge equity insights and high-quality execution services to a wide array of domestic and global institutional clients. Compliance...
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Enterprise License Manager
6 days ago
India beBeeCompliance Full time ₹ 1,80,00,000 - ₹ 3,40,00,000As a highly skilled and organized professional, you will provide ongoing support to the Licensing and Contracts Lead for activities across assigned product portfolios. Your primary goal is to ensure that contracts are maintained up-to-date and licenses are used within vendor agreement terms, guaranteeing regulatory compliance.Key ResponsibilitiesMaintain a...
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Licensing & Contracts Expert
6 days ago
India Haleon Full timeHello Were Haleon A new world-leading consumer health company Shaped by all who join us Together were improving everyday health for billions of people By growing and innovating our global portfolio of category-leading brands - including Sensodyne Panadol Advil Voltaren Theraflu Otrivin and Centrum - through a unique combination of deep human...
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Project Compliance Officer
1 week ago
India Persolkelly Singapore Full time**Responsibilities**: - Gov project, Office hours - Next to Little India MRT station - (1)Overseeing the full value chain of activities from conceptualisation and planning to regulation and communications. - (2)Assisting the team to engage Device Sharing Operators (DSO) on licence compliance matters, carry out audits, and help operationalise new licensing...
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Compliance Executive
3 days ago
India Prudent Corporate Advisory Services Ltd. Full timePrudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Executive- Broking . Location : Ahmedabad Experience Required : Min 1.5 Years in Broking Job Description : Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable,...
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Compliance Officer
5 days ago
Remote (India) Norig GmbH & Co. KG Full time ₹ 9,00,000 - ₹ 12,00,000 per yearJoin Norig, the operational backbone of ElbeFruit GmbH and Atlantic Fruit GmbH, two leading fresh produce importers serving the European and UK markets. We are looking for a dedicated and detail-oriented Compliance Officer – Fresh Produce to ensure our operations meet the highest standards of food safety and regulatory compliance. In this pivotal role, you...
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Licensed Clinical Psychologist
3 days ago
India Eleve Therapy Hub Full timeWe are looking Clinical Psychologist who will be working with children and their families. In this role, you will assess emotional and behavioral concerns, offer therapeutic guidance, and work collaboratively with our multidisciplinary team to help children manage challenges such as anxiety, emotional regulation, self-esteem issues, and school-related...
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Chief Compliance Officer
1 week ago
India beBeeCompliance Full time ₹ 10,00,000 - ₹ 15,00,000Senior AssociateWe are seeking an experienced professional to fill a Senior Associate role in our Governance team. This key member of the team will be instrumental in ensuring compliance with regulatory requirements across the organisation.Key Responsibilities:Manage client money and asset submissions to regulatory bodies.Work on implementing CASS 8...
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Compliance Officer – Fund Administration
7 days ago
India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 9,00,000 - ₹ 12,00,000 per yearJob Title: Compliance Officer – Fund Administration Location: GIFT City, Gandhinagar Experience: 4–7 years Industry: Fund Administration / Financial Services / AIFs / IFSCJob Description:We are seeking a detail-oriented and experienced Compliance Officer to oversee and manage regulatory compliance for our fund administration operations at GIFT City. The...
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RTO Liaison Executive
7 days ago
India Sunjet Energy Pvt Ltd Full time ₹ 5,00,000 - ₹ 10,00,000 per yearCompany DescriptionSunjet Energy Private Limited is a manufacturer of 3-wheeler Electric Vehicles produced under the brand Indimo. Models include passenger and utility vehicles. Our vehicles are available throughout West Bengal and our Dealer network fast expanding. Role DescriptionThis is a full-time on-site role located in Kolkata for a RTO Liaison...