Head of Broker Operations – DP

2 days ago

Surat, Gujarat, India Growth Avenues Full time ₹ 12,00,000 - ₹ 36,00,000 per year

Job Description:

Head of Broker Operations – DP & KYC / Back Office Head

About Us

At
Growth Avenues
, we're building the next generation of Indian investing —
behavior-first, AI-driven, and purpose-led
. We're not an old brokerage; we are
designing products that will redefine how wealth is created in India
.

You won't be joining as just "employee #47" — you'll be part of our
core team
, helping to
design the machine, not just run it
. If we get this right, we'll be creating a
category-defining firm
, and your fingerprints will be on its foundation.

We are a dynamic team of
CAs, Engineers, MBAs, and PhDs
on a mission to
re-write the rules of wealth creation in India
.

Role Overview

The Head of Broker Operations – DP & KYC / Back Office Head will oversee day-to-day operations, ensure 100% regulatory compliance, manage DP activities, lead the KYC, DP, Back office team, and streamline processes to improve efficiency and accuracy.

Key Responsibilities


• Supervise KYC verification and onboarding process.


• Oversee end-to-end DP activities including account opening, dematerialization, dematerialization, pledging, and off-market transfers.


• Ensure accurate and timely settlements, pay-in/pay-out, and reconciliation.


• Manage compliance with CDSL regulations.


• Maintain coordination with exchanges (NSE, BSE, MCX) and clearing corporations.


• Ensure compliance with SEBI, PMLA (Prevention of Money Laundering Act), CKYC, and exchange rules.


• Lead back office operations including ledger maintenance, payout processing, and margin reporting.


• Handle audits (internal, statutory, exchange & DP audits).


• Implement SOPs and drive automation for operational efficiency.


• Lead and mentor the operations and KYC/DP/Back office team.


• Prepare monthly MIS, compliance reports, and operational dashboards.

Required Skills & Qualifications


• Minimum 5+ years experience in Stock Broking/DP Industry.


• Strong expertise in CDSL/NSDL systems, DP operations, KYC norms, and exchange compliance.


• Knowledge of brokerage software such as KYC/DP/Back office team/Trading/Mutual Fund Software


• Excellent analytical, leadership, and communication skills.

Preferred Qualifications


• Graduate/Postgraduate in Finance, Commerce, or related field.


• NISM/NCFM certifications in Depository Operations or Compliance.

How to Apply

Interested candidates can send their resume to:

Or apply directly via LinkedIn.

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