Head of Compliance

Job Opportunity with a Leading NBFCDesignation: Compliance HeadLocation: MumbaiExperience: 10-15 YearsRole & Responsibilities:Lead risk-based compliance testing plans and thematic product reviews.Prepare compliance reports and ensure closure of identified gaps.Act as a liaison with RBI, SEBI, NHB, FIU and other regulators.Manage Risk Based Supervision (RBS)...

Join us as a "Head of Compliance for Barclays Investments and Loans India Private Limited". To ensure that appropriate compliance induction, annual refresher, and other topical training is delivered locally/centrally and completed by all staff within agreed timeframes, to include producing or sourcing (e.g. from the central team) the material as required,...

Role SummaryAs key member of the leadership team, report into the Board/Designated Director and work closely with business headsServe as the Principal Officer (PO) for the companyManage end-to-end compliance with regulatory requirements (RBI, FIU-IND, PMLA, SEBI/IRDAI), enterprise-wide risk management and strong governance in digital financial services...

Job Description: Audit and Compliance Manager - Fintech IndustryPosition: Audit and Compliance ManagerLocation: Andheri – MumbaiReports to : COOKindly share your resume on - Job Overview:The Audit and Compliance Manager will be responsible for overseeing and managing the internal audit and compliance functions within the organization. This role requires a...

Job DescriptionResponsibilities:Oversee day-to-day compliance including updating and enforcing the Firm's Compliance Manual and Code of Ethics, regulatory filings, handling issues and questions related to trading activities/investment deals and assisting with AML and background checks related to counterparties on investment dealsDeliver compliance training...

Compliance Management Framework & GovernanceDevelop, implement, and maintain a comprehensive compliance program aligned with RBI's guidelines, Basel standard, and applicable regulations.Establish and regularly update compliance P&P, standard and controls tailored to the branch's risk profile and business model.Report to management and HO on compliance risks,...

Manufacturing/corporate background, strong in admin, HR strategy, team management.should be heading at CORPORATE OFFICE not Plants, or manufacturing unit or mixture. Ensure the organization adheres to all employment laws, regulations & HR policies. Required Candidate profileMust be Head/GM in current or previous role (AGM/DGM/Sr. Manager not...

Company DescriptionWe're SIS-Prosegur, India's fastest growing Cash Logistics and Management Company with nine dedicated business lines. Our company is committed to providing cash logistics and management solutions to both Financial and Non-Financial Institutions. Our extensive range of services ensures that our clients' cash handling requirements are met...

Functional Designation : Head HRBP - PlantsGrade : Senior GM / AVPReporting to : CHROLocation : Govandi, MumbaiWork Schedule : Mon-Fri & alternate Saturdays workingCompany Website : About the RoleLead and shape the HR strategy for all 8 manufacturing sites as the Head Plant HRBP. This critical leadership role will drive productivity, ensure compliance, and...

Job Description:Key Responsibilities:Compliance Testing & MonitoringDevelop and execute the annual compliance testing plan.Conduct compliance reviews of various banking products, processes, and functions.Perform sample testing to evaluate adherence to RBI, SEBI, IRDAI, and other regulatory guidelines.Identify control weaknesses and non-compliance issues.Risk...