Compliance Head

20 hours ago


Mumbai, Maharashtra, India Premier Consultants Full time ₹ 15,00,000 - ₹ 25,00,000 per year

Job Opportunity with a Leading NBFC

Designation: Compliance Head

Location: Mumbai

Experience: 10-15 Years

Role & Responsibilities:

  1. Lead risk-based compliance testing plans and thematic product reviews.
  2. Prepare compliance reports and ensure closure of identified gaps.
  3. Act as a liaison with RBI, SEBI, NHB, FIU and other regulators.
  4. Manage Risk Based Supervision (RBS) inspections and regulatory submissions.
  5. Update, implement, and oversee compliance policies across multiple verticals.
  6. Provide compliance advisory to senior management and governance committees.
  7. Lead and mentor cross-functional compliance teams.
  8. Develop enterprise-wide compliance frameworks, processes, and policies.
  9. Conduct training & awareness programs to build a compliance-first culture.
  10. Review compliance MIS, conduct operational risk assessments, and report to the Board.

If this opportunity excites you, share your CV


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