
Compliance Head
20 hours ago
Job Opportunity with a Leading NBFC
Designation: Compliance Head
Location: Mumbai
Experience: 10-15 Years
Role & Responsibilities:
- Lead risk-based compliance testing plans and thematic product reviews.
- Prepare compliance reports and ensure closure of identified gaps.
- Act as a liaison with RBI, SEBI, NHB, FIU and other regulators.
- Manage Risk Based Supervision (RBS) inspections and regulatory submissions.
- Update, implement, and oversee compliance policies across multiple verticals.
- Provide compliance advisory to senior management and governance committees.
- Lead and mentor cross-functional compliance teams.
- Develop enterprise-wide compliance frameworks, processes, and policies.
- Conduct training & awareness programs to build a compliance-first culture.
- Review compliance MIS, conduct operational risk assessments, and report to the Board.
If this opportunity excites you, share your CV
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