Vice President,Compliance and Ops Risk Test Manager
6 days ago
As a Compliance and Operations Risk Test Manager in the Testing Center of Excellence, you will lead in shaping the testing strategy across various business lines, ensuring alignment with regulatory and firm requirements. Your deep understanding of risk management and control evaluation will be instrumental in identifying and mitigating risks, thereby enhancing compliance and operational risk management. Additionally, your aptitude in stakeholder management will enable you to foster strong relationships with senior stakeholders, including business management and regulatory bodies. Your role will also involve making impactful decisions that influence operations, financial management, and public image, while maintaining compliance with operational policies and precedents. As a leader, you will manage a diverse team, planning and organizing individual and team activities to integrate and coordinate work across different parts of the firm.
Job responsibilities
- Lead the development and execution of comprehensive testing strategies, ensuring alignment with regulatory requirements and firm policies.
- Oversee the assessment of the control environment, identifying control gaps, verifying control effectiveness, and driving remediation efforts.
- Manage complex testing initiatives, applying advanced project management skills to ensure timely and efficient delivery of outcomes.
- Utilize deep knowledge of risk management practices to make sound decisions that protect the firm's interests and comply with regulatory obligations.
- Foster strong relationships with senior stakeholders, effectively communicating testing strategies and outcomes, and addressing any concerns or issues.
Required qualifications, capabilities, and skills
- 7+ years of experience in leading and managing complex testing initiatives within a financial institution or similar industry.
- Proven track record in developing and implementing comprehensive testing strategies that align with regulatory requirements and firm policies.
- Demonstrated expertise in risk management and control evaluation, with a focus on identifying control gaps and driving remediation efforts.
- Advanced proficiency in project management, with a history of delivering results that accelerate business objectives.
- Strong stakeholder management skills, with experience in fostering relationships with senior stakeholders and effectively communicating testing strategies and outcomes.
-
Mumbai, Maharashtra, India NCDEX Full time ₹ 2,00,00,000 - ₹ 2,50,00,000 per yearJob PurposeWe're looking for a seasoned and strategic Vice President of Listing Compliance to lead and manage our company's compliance with all stock exchange listing regulations. This individual will be a key liaison with regulatory bodies, including the Securities and Exchange Board of India (SEBI) and stock exchanges like the BSE and NSE. The ideal...
-
Assistant Vice President
1 week ago
Mumbai, Maharashtra, India The Citco Group Limited Full time ₹ 15,00,000 - ₹ 25,00,000 per yearWe are seeking a skilled professional to join our expanding Group Compliance Team, specializing in our Regulatory Change Management (RCM) function. Reporting directly to a Vice President of Group Compliance, this role offers an exciting opportunity to shape and strengthen Citco's regulatory framework at a global level. Expertise in analyzing and...
-
Vice President
2 weeks ago
Mumbai, Maharashtra, India c6d8242e-c6c6-4730-9c4d-2d1c6c808b86 Full time ₹ 15,00,000 - ₹ 30,00,000 per yearCompany DescriptionUnmasking Collective is a mental health initiative founded by psychologists to foster community, provide therapy services, and create supportive spaces through storytelling and shared lived experiences. The collective emphasizes a non-pathologizing, person-centered approach to mental health, promoting understanding and empathy. With a...
-
Vice President: Accounts
5 days ago
Mumbai, Maharashtra, India Aspire And Succeed Hr Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Description:Vice President Accounts & Finance. The role involves overseeing consolidated financial reporting, statutory compliance, audits, taxation, and ERP integration for a listed NBFC regulated under RBI guidelines. The AVP will ensure robust financial controls, accurate MIS reporting, and governance excellence while supporting business growth and...
-
Assistant Vice President
1 week ago
Navi Mumbai, Maharashtra, India Evoke HR Solutions Pvt. Ltd. Full time ₹ 20,00,000 - ₹ 25,00,000 per yearPosition:Assistant Vice PresidentLocation:Seawoods, Navi MumbaiExperience:14–15 years (Post-Qualification)Industry:Life InsuranceEducation:LL.B.Job Summary:The role involves end-to-end management of commercial contracts including drafting, reviewing, negotiation, and legal risk mitigation. The candidate will also handle corporate and branch lease...
-
Assistant Vice President
1 week ago
Mumbai, Maharashtra, India Barclays Full time ₹ 15,00,000 - ₹ 30,00,000 per yearJoin us as an Assistant Vice President - QA - Counterparty Credit Risk at Barclays Quantitative Analytics Team where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. You will be responsible for...
-
Assistant Vice President: Accounts
1 week ago
Mumbai, Maharashtra, India Aspire And Succeed Hr Full time ₹ 9,00,000 - ₹ 15,00,000 per yearJob Description:Assistant Vice President Accounts & Finance. The role involves overseeing consolidated financial reporting, statutory compliance, audits, taxation, and ERP integration for a listed NBFC regulated under RBI guidelines. The AVP will ensure robust financial controls, accurate MIS reporting, and governance excellence while supporting business...
-
Assistant Vice President
1 day ago
Mumbai, Maharashtra, India SmasHR Global Full time ₹ 15,00,000 - ₹ 30,00,000 per yearJob Title: Assistant Vice President Job Date: Job Location: Mumbai (JNPT) Job Type: Full time Job Summary: The Assistant Vice President (AVP) of Finance & Accounts will oversee the company s financial operations and lead the finance team. This role is pivotal in developing and executing financial strategies to ensure the company s financial health and...
-
Secretary To Vice President
1 week ago
Mumbai, Maharashtra, India Sahaj Pharma Full time ₹ 6,00,000 - ₹ 12,00,000 per yearWe are looking for Secretary to Vice president -Sales and Marketing Advance Excel experience is must Good in English
-
Vice President-Project Manager, Planning
3 days ago
Mumbai, Maharashtra, India Barclays Full time ₹ 15,00,000 - ₹ 30,00,000 per yearJoin us as a Vice President-Project Manager, Planning & Execution APAC. At Barclays, we don't just embrace change – we drive it and help craft innovative solutions to manage change projects that help the organization achieve its strategic objectives, while ensuring that projects are delivered on time, within budget, in control and in compliance with...