
Operations Executive
1 day ago
Job Title: Operations Executive / Officer Trade & DP Operations
Location: Gift City, Gandhinagar
Department: Operations
Position Overview
We're looking for someone who can take ownership of day-to-day operations in trade settlement and depository activities. The role covers DP handling, clearing & settlement, Pledge, and corporate actions. This is a hands-on position, so attention to timelines, accuracy, and coordination with exchanges, depositories, and the clearing corporation will be critical.
Key Responsibilities
1. Depository Operations (DP)
Execute DP slip instructions and ensure smooth processing without delays.
Take care of daily BOD (Beginning of Day) and EOD (End of Day) routines to keep systems and processes in sync.
2. Clearing & Settlement
Handle securities pay-in and pay-out, including auction settlements, with the Clearing Corporation.
Manage margin pledge, re-pledge, and unpledge processes in line with SEBI guidelines.
Oversee Mutual Fund pay-in, SLBM pay-in, and auction pay-in settlements.
Process and verify corporate actions like dividends, bonuses, splits, and rights, ensuring accurate credit to clients.
3. Compliance & Reporting
- Maintain proper records and follow all regulatory requirements from SEBI, stock exchanges, and CDSL/NSDL.
Skills & Competencies
Good understanding of capital market operations, especially settlement and DP processes.
Experience with CDSL/NSDL systems and clearing corporation workflows.
Comfortable working on back-office software and Excel.
Can work well under tight settlement deadlines without compromising accuracy.
Qualification & Experience
Graduate/Postgraduate in Commerce, Finance, or related fields.
2–3 years' experience in broking and DP operations.
NISM Series VI (Depository Operations) or Series VII (Securities Operations & Risk Management) certification preferred.
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