Issuer Services – Assistant Manager
13 hours ago
Role
Issuer Services – Assistant Manager
Qualification
MBA in any stream
Location
Mumbai
Experience
3–5 years
Job Description- Processing of various types of corporate actions (viz., Rights issue, Further Allotment, Bonus issue, Forfeiture of shares, IPO, FPO, QIP, reclassification, Further issue, allotment of warrants, scheme of arrangement, scheme of amalgamation, capital reduction, subdivision, consolidation, Demerger, Buy-back, incorporation/extension of lock-in, removal of lock-in, transfer of lock-in, transfer of shares from unclaimed a/c to shareholders a/c).
- Co-ordination with Issuers.
- Tracking record date on exchange site on a daily basis.
- Record keeping of various documents.
- Handling Audit queries related to the work.
- Follow up with Issuers for recovery of outstanding amount.
- Follow up with RTA and Issuer for % demat cases.
- Co-ordination with Account department.
- Preparation of various MIS.
- Preparing Regulatory reports and ensuring timely submission.
- Handling regulatory compliances and ensuring timely completion of the same.
- Handling other department activities in the absence of team members.
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