Legal & Compliance - Regulatory Operations

2 days ago


Varthur Bengaluru Karnataka, India JPMorgan Chase & Co Full time

**JOB DESCRIPTION**
You will support the ongoing development of the Analytics framework by conducting industry research, defining requirements while conducting complex gap assessments between as-is vs. should-be processes. You will leverage your excellent communication skills to effectively share findings with business partners while driving teams toward robust set of delivery milestones. You will use your deep expertise in risk mitigation to understand and mitigate risks, bottlenecks, and inefficiencies.

**Responsibilities**:

- Establish relationships and maintain collaboration with key stakeholders and control partners to deliver strategic outcomes.
- Conduct research, outline business requirements, and analyze legal / compliance risks
- Independently assess and analyze research results to identify business impacts.
- Ability to understand, interpret and articulate the regulatory, legal and compliance related documents
- GAP assessment between the expected protocol and the practise highlighting deviations that may require fixation
- Document requirement interpretations in conjunction with legal and compliance and provide specifications.
- Interact with and advise business / functional areas across multiple regions on requirement
- Conduct enhanced due diligence investigations in support of prioritized book of work

**Required Qualifications, Capabilities, and Skills**:

- Bachelor's or Higher Degree
- Proven ability to analyze complex data, developing accurate conclusions and identifying areas for operational improvement.
- 5+ years of experience and proven ability to gather/analyze complex operational processes and data to develop accurate conclusions with sufficient comprehension of the business to understand risk implications.
- Advanced verbal and written communication skills
- Advanced problem solving and analytics skills.
- Good Negotiation skills to collaborate across multiple stakeholders
- Understanding of the financial industry and the regulations that govern it.

**ABOUT US**

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

**ABOUT THE TEAM**

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.



  • Bengaluru, Karnataka, India NTT DATA Full time

    **Req ID**: 342985 We are currently seeking a Compliance SMEs for Regulatory Compliance to join our team in Bangalore, Karnātaka (IN-KA), India (IN). Jr. Business Consultant - Compliance SMEs for Regulatory Compliance in Alternative Investment Management : Work Location : Mumbai **Job Role**: Jr. Business Consultant **Work Location**:...

  • Compliance, Legal

    3 hours ago


    Bengaluru, Karnataka, India NewTrace Full time

    Compliance & Legal- Bangalore**What you will do**- **Key Responsibilities**: - Responsible for understanding the business, organization, relevant industry regulations, and internal policies and procedures. - Drafting, execution and management of agreements related to Non-disclosure, manufacturing, supplier etc. - Ensure compliance with all applicable...

  • Agm Legal

    6 days ago


    Bengaluru, Karnataka, India Workfreaks Corporate Services Private Limited Full time

    BL Kashyap & Sons Ltd is looking for an organized, diligent, and proactive Head of Legal, Compliance and administration to help ensure smooth operations, compliances with government regulations and industry-specific requirements. - You will be in charge of developing a comprehensive compliance management strategy and overseeing its implementation by our...


  • Bengaluru, Karnataka, India Legal operations Full time ₹ 5,00,000 - ₹ 15,00,000 per year

     Requisition Id : As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can...

  • Senior Manager

    2 days ago


    Bengaluru, Karnataka, India Legal operations Full time ₹ 12,00,000 - ₹ 30,00,000 per year

    Requisition ID: Requisition Id : As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now,...


  • Bengaluru, Karnataka, India NTT DATA, Inc. Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    About the Job : Responsible for ensuring compliance with SEBI (Alternative Investment Funds) regulations, and other applicable laws/ regulatory requirements for category II AIFs.The role involves monitoring funds operations, investor reporting, regulatory filings, and providing guidance to business teams on compliance mattersKey ResponsibilitiesCompliance...


  • Bengaluru, India Fi Full time

    Fi Money is a new age money management app designed to simplify your financial life. With Fi, you can save, pay, invest, or borrow, all in one place. You can track and analyze your expenses across Fi and all your other bank accounts. You can also apply for a credit card, access instant loans, and grow your wealth and more with our range of investment...


  • Bengaluru, Karnataka, India Legal operations Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    Requisition Id: As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can...


  • Bengaluru, India Fi Full time

    Fi Money is a new age money management app designed to simplify your financial life. With Fi, you can save, pay, invest, or borrow, all in one place. You can track and analyze your expenses across Fi and all your other bank accounts. You can also apply for a credit card, access instant loans, and grow your wealth and more with our range of investment...


  • Bengaluru, India Fi Full time

    Fi Money is a new age money management app designed to simplify your financial life. With Fi, you can save, pay, invest, or borrow, all in one place. You can track and analyze your expenses across Fi and all your other bank accounts. You can also apply for a credit card, access instant loans, and grow your wealth and more with our range of investment...