Compliance SMEs For Regulatory Compliance

16 hours ago

Bengaluru, Karnataka, India NTT DATA, Inc. Full time ₹ 9,00,000 - ₹ 12,00,000 per year

About the Job : Responsible for ensuring compliance with SEBI (Alternative Investment Funds) regulations, and other applicable laws/ regulatory requirements for category II AIFs.

The role involves monitoring funds operations, investor reporting, regulatory filings, and providing guidance to business teams on compliance matters

Key Responsibilities

  • Compliance with all regulations pertaining to category II AIF at SEBI, in relation to investment and reporting from time to time to SEBI. Quarterly/ time to time reporting keep the record for audit.
  • Documentation and compliances of investee companies/investors and keeping the record and compliance with investor and investee agreement of AIF CAT II.
  • Reviewing of all marketing materials, quarterly / annual updates, all the communication to be sent to investors/ SEBI.
  • Drafting, vetting, negotiating, and finalizing AIF documents-PPMs/ amendments to PPM, contribution agreements, side letters etc., in co-ordination with the fund legal counsel.
  • Drafting / reviewing compliance manual and other policies for AIFs.
  • Reviewing / Vetting all service-related agreements for AIFs, NDAs , engagement letters etc.,
  • Maintenance of KYC of investors and time to time reporting about fund progress. Record keeping.
  • Accounting, Taxation and related Compliance audit report.
  • Review of Investment in periodic interval, risk analysis and reporting.
  • Stay updated on relevant, regulations, guidelines from SEBI and other regulatory bodies affecting AIF CAT II.
  • Take part in identifying, assessing and mitigating compliance risks associated with AIF CAT II.
  • Provide regulatory input during fund structuring, product design and documentation.

Qualifications & Experience:

  • CA / CS / LLB / MBA (Finance / Legal / Compliance) preferred.
  • 3 - 6 years experience with 3 years relevant experience in AIF CAT II compliance
  • Strong understanding of SEBI AIF regulations and related fund regulatory framework.

Desired Skillset

  • Attention to detail and ability to work independently.
  • Strong communication and stakeholder management skills
  • Integrity, professional judgement, and problem-solving skills.

  • Compliance SMEs for Regulatory Compliance

    1 week ago

    Bengaluru, Karnataka, India NTT DATA Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Req ID: 342985NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Compliance SMEs for Regulatory Compliance to join our team in Bangalore, Karnātaka (IN-KA), India (IN). Jr. Business...

  • Compliance SME

    2 days ago

    Bengaluru, Karnataka, India NTT DATA, Inc. Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    We are currently seeking a Compliance SMEs for Regulatory Compliance in Alternative Investment Management to join our team in Bangalore, Karntaka (IN-KA), India (IN).Jr. Business Consultant Compliance SMEs for Regulatory Compliance in Alternative Investment Management : Work Location : MumbaiJob Role: Jr. Business Consultant/ Compliance SME - Regulatory...

  • Compliance SMEs for Regulatory Compliance in Alternative Investment Management

    9 hours ago

    Bengaluru, Karnataka, India NTT DATA Global Delivery Services Ltd Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    Compliance SMEs for Regulatory Compliance in Alternative Investment Management Req ID: 342777 NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Compliance SMEs for Regulatory...

  • Compliance SMEs for Regulatory Compliance in Alternative Investment Management

    1 week ago

    Bengaluru, Karnataka, India NTT DATA Full time ₹ 4,50,000 - ₹ 6,50,000 per year

    Req ID: 342984NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Compliance SMEs for Regulatory Compliance in Alternative Investment Management to join our team in Bangalore,...

  • Compliance SMEs for Regulatory Compliance in Alternative Investment Management

    1 week ago

    Bengaluru, Karnataka, India NTT DATA Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Req ID: 342782NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Compliance SMEs for Regulatory Compliance in Alternative Investment Management (AIM) to join our team in Bangalore,...

  • Compliance and Regulatory Manager

    2 weeks ago

    Bengaluru, Karnataka, India Delhivery Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Regulatory Manager is responsible to ensure the compliance across all the vehicle movement and warehouses & its storage under the applicable law of land. The position ensures strict compliance with all applicable laws governing the movement, storage, and safety of goods, and involves investigation, legal compliance management, resolution, and proactive...

  • Regulatory Compliance Manager

    2 weeks ago

    Bengaluru, Karnataka, India, Karnataka Pine Labs Full time

    Manager – Regulatory Compliance Those who share our core belief of 'Every Day is Game Day' We bring our best selves to work each day to realise our mission of enriching the world through the power of digital commerce and financial services.ROLE PURPOSEWe are seeking a diligent and experienced regulatory compliance manager for our Prepaid Issuance business...

  • Regulatory Compliance Analyst

    2 days ago

    Bengaluru, Karnataka, India Finastra Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Who are we?At Finastra, we are a dynamic global provider of open finance software solutions, dedicated to expanding access to financial services. Our innovative applications span Lending, Payments, Treasury and Capital Markets, and Universal Banking. Proudly serving over 8,000 customers, including 45 of the world's top 50 banks, we aim to boost financial...

  • Regulatory Compliance Analyst

    2 days ago

    Bengaluru, Karnataka, India Finastra Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Who are we?At Finastra, we are a dynamic global provider of open finance software solutions, dedicated to expanding access to financial services. Our innovative applications span Lending, Payments, Treasury and Capital Markets, and Universal Banking. Proudly serving over 8,000 customers, including 45 of the world's top 50 banks, we aim to boost financial...

  • Article - Tax & regulatory compliance

    2 weeks ago

    Bengaluru, Karnataka, India, Karnataka AKM Global Full time

    Job Title: Article (3-6 Month Articleship) – Tax & Regulatory ComplianceLocation: Bangalore, IndiaIndustry: Accounting & FinanceExperience Level: Fresher (0-1 year)Job Type: Articleship)About the Role:We are looking for dynamic and enthusiastic fresher Accounting Graduates or MBA in Finance candidates who have a strong interest in Taxation and Regulatory...