Compliance Executive

4 days ago


Malad West Dely Mumbai Maharashtra, India EXLCareer Full time

Designation-compliance executive

location-malad west

experience-2+ years

ctc-upto 5 lpa

hands on experience on:
Regulation compliance **BSE,NSE,SEBI**

Inspection **SEBI**

Registration/cancellation

vendor handling

contact/agreement

stock exchange compliance

immediate joiner

excellent communication skills

Compliances related to AMFI

Replied to complaints and attained IGRP

Compliances of Investment Adviser

Registration of SEBI as an Investment Adviser

Compliances pertaining to TRAI

Pay: ₹300,000.00 - ₹500,000.00 per year

**Benefits**:

- Health insurance
- Provident Fund

Schedule:

- Day shift

Supplemental pay types:

- Performance bonus
- Yearly bonus

Work Location: In person



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