Surveillance Model

3 days ago


Pune Maharashtra, India Barclays Full time

Job Title : Surveillance Model & Data Governance
Location: Pune

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Take ownership for managing risk and strengthening controls in relation to the work you do

Working Flexibly

Hybrid Working

Structured hybrid role:
Introduction:
The role holder will have responsibility for providing support to the Head of Model & Data Governance, in particular to enable ongoing compliance with Market Surveillance Model & Data Governance obligations. The role will also support the Model Owners within the Market Surveillance function, ensuring model governance activities are completed in line with policy requirements (e.g., Model documentation, Annual review submissions), and that Model Governance obtains the information it requires from other teams within Market Surveillance (e.g., Optimisation teams) to fulfil its obligations. For data governance, the role requires compliance with existing obligations and development of further controls to track and monitor data dependencies that are critical for the effective operation of Market Surveillance.

What will you be doing?
- Providing support to both the Head of Model & Data Governance and Model Owners, involving maintenance and delivery of documentation in support of our Model Governance obligations and deadlines.
- Aiding Head of Model & Data Governance and Model Owner preparation for engagements with Model and Governance counterparts.
- Development of knowledge of the model and data controls on which Market Surveillance depends. Identify opportunities for enhancement to be prioritised for development.
- To champion and advance Global Surveillance, and the role it plays in managing Conduct risk.

.What we’re looking for:

- Interest in, and aptitude to develop and maintain, robust control environments in relation to models and data.
- Proactive approach - striving for continuous improvement.
- Capable communicator with ability to work with a broad range of stakeholders.
- Demonstrates and embodies ‘team ethos’ and winning as a team.
- minimum educational qualification for these roles will be Bachelor Degree.

Skills that will help you in the role:

- Some basic understanding of Market Surveillance risks/typologies, and how they present themselves in the underlying data and transaction flows of the various customer and banking products.
- An understanding of the power of Analytics and controls to monitor model performance and data integrity.
- A basic understanding of appropriate International and National regulatory laws and requirements which govern and inform surveillance activities and our requirements for robust models and data controls.
- Good communication skills with an ability to interact and work with key stakeholders.
- Appropriate university degree
- Be “tech savvy” and interested by the opportunities technology provides for quality, efficiency or accuracy.
- Understand risk management and control functions
- Knowledge and experience of market surveillance platforms (e.g., trade, communications surveillance)

Where will you be working?
Pune

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.

Purpose, Values and Mindset
We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.

Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.

Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.
Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.
Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failure.
Challenge
Question whether things can be done better. Use insights based on data to inform decisions. Be curious about how we can adapt and improve. Speak up


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