
Avp Markets Surveillance
5 hours ago
Join us as a AVP Markets Surveillance at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences.
You may be assessed on the key critical skills relevant for success in role, such as experience with market surveillance, as well as job-specific skillsets.
To be successful as a AVP Markets Surveillance, you should have experience with:
- A proactive approach to problem solving with a desire to be inquisitive in their analysis.
- Ability to work independently and in a team and/or fast paced environment.
- Self-starter willing to take on additional tasks and ad-hoc projects as requested.
- Reliable, dependable, accountable and flexible.
- Eagerness to learn and develop new skills.
- Ability to multi-task.
- Proactive and resilient attitude.
Basic skillsets:
- Good communication skills, ability to interact and work with key stakeholders.
- Ability to quickly understand and interchange with a variety of other product and technical areas.
- Strong understanding of core Global Markets and Market Abuse regulations.
- Strong Surveillance or Compliance experience in a financial services environment or Regulator (2-3 years relevant experience).
- Ability to multi-task and manage projects while completing daily tasks and responsibilities
- Familiarity with diverse product types.
Desirable skillsets:
- Be “tech savvy” interested by the opportunity’s technology provides for quality, efficiency or accuracy.
- Understand risk management and control functions.
- Working knowledge of Barclays - goals, financials, staff numbers and structure.
This role will be based out of Noida.
**Purpose of the role**
To monitor and analyse market activity for potential signs of abuse or manipulation, verifying that there is adherence to regulatory requirements and internal policies and taking action to mitigate market misconduct.
**Accountabilities**
- Monitoring market activities continuously, including order flows, prices, trading volumes and communications to identify potential irregularities or market misconduct.
- Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct.
- Business support in projects related to the firm’s market surveillance framework.
- Regulatory query and internal/external audit support.
- Provision of accurate and timely reports to regulatory authorities, internal stakeholders, and management regarding market surveillance activities, incidents, and trends.
- Execution of appropriate controls aligned to the Barclays control framework and related firm-wide standards.
- Control environment support in relation to data quality, model effectiveness and efficiency.
**Assistant Vice President Expectations**
- To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions.
- Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes
- If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L - Listen and be authentic, E - Energise and inspire, A - Align across the enterprise, D - Develop others.
- OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will identify new directions for assignments and/ or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes.
- Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues.
- Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda.
- Take ownership for managing risk and strengthening controls in relation to the work done.
- Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.
- Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy.
- Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams,
-
Market Surveillance Advisory and Optimization
2 weeks ago
Pune, Maharashtra, India Barclays Full timeJoin us as a "Market Surveillance Advisory and Optimization" at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. To be a successful "Market Surveillance Advisory and...
-
CRM - Markets Surveillance
5 hours ago
Pune, Maharashtra, India Barclays Full time. **Purpose of the role** To monitor and analyse market activity for potential signs of abuse or manipulation, verifying that there is adherence to regulatory requirements and internal policies and taking action to mitigate market misconduct. **Accountabilities** - Monitoring market activities continuously, including order flows, prices, trading volumes...
-
Market Surveillance Officer
7 days ago
Mumbai, Maharashtra, India Investec Full timeInvestec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and...
-
Trade Surveillance Ba
7 days ago
Pune, Maharashtra, India Luxoft Full time**Project description**: Surveillance Enhancement Program (SEP) is a multi-year program (MYP) to build and enhance the surveillance platform to detect potential instances of market misconduct, market manipulation and market abuse. The Bank met its commitment to FCA (Financial Conduct Authority, FCA) to meet Market Abuse Regulation ("MAR") requirements for...
-
Surveillance
5 hours ago
Mumbai, Maharashtra, India National Securities Depository Full timeRoleAssistant Manager - Surveillance QualificationCA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/ universities. - LocationMumbai Experience3+yrs of experience - Monitor of shareholding limits for listed MIIs (Stock Exchanges & Depository). - Monitoring of Debt Investment by Foreign Portfolio Investors. -...
-
Intern - Market Surveillance
7 days ago
Mumbai, Maharashtra, India Investec Full timeInvestec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and...
-
Compliance Associate
1 week ago
Mumbai, Maharashtra, India Susquehanna International Group Full timeSusquehanna International Group (SIG) is a global quantitative trading firm founded in the USA in 1987 on a platform of intellectual curiosity. We bring together the brightest minds, cutting-edge technology, and expansive sets of data to solve incredibly challenging problems. **What we're looking for** If you join us, you will: - Support trading activity...
-
Avp
2 days ago
Pune, Maharashtra, India Barclays Full timeJoin us as a Product Controller Valuations - AVP at Barclays where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences. To be successful as a Product Controller Valuations - AVP you should have...
-
Avp - Solar
1 week ago
Pune, Maharashtra, India Biitcode Full time**Biitcode** is urgently hiring an **AVP - Solar** for our reputed client in the **Renewable Energy industry**, based in Pune. Plz find details below**.** **Position: AVP Solar** **Location: Pune** **Requisites**: - Bachelor’s degree in Engineering, Renewable Energy, Business Administration, or a related field; Master’s degree preferred. - Proven...
-
Fic Business Control Unit, Avp
5 days ago
Mumbai, Maharashtra, India Deutsche Bank Full time**FIC Business Control Unit, AVP**: **Job ID**:R0391474 **Full/Part-Time**:Full-time **Regular/Temporary**:Regular **Listed**:2025-06-06 **Location**:Mumbai **Position Overview**: **Job Title**:FIC Business Control Unit** **Location: Mumbai, India** **Corporate Title: AVP** **Role Description** The FIC division spans multiple products and markets...