Compliance Executive

1 week ago

Mumbai, India Client of Peoplelan LLP Full time

**Roles And Responsibilities : -**
- Ensure timely generation of Alerts and disposing off, maintain MIS, filing STRs etc.
- Ensure AML related FIU filings and reporting compliances
- Ensure Surveillance Alerts related filings and reporting compliances
- Ensure periodic and instance based operational compliance requirements relating to Exchange, Depository, KRAs, FATCA/CRS etc.
- To handle exchange, depository and internal audits, including system audit, cyber security audit etc.
- Managing Inspections carried out by exchanges, depositories and SEBI
- Periodic filings to Exchanges
- KYC Compliances and monitoring
- Preparation, submission, and uploading Annual return Compliance to the exchanges.

**Salary**: ₹15,000.00 - ₹18,000.00 per month

Schedule:

- Day shift

Application Question(s):

- Where do you stay in Mumbai?
- In how many days you can join?

**Experience**:

- Compliance management: 1 year (preferred)

Work Location: One location

**Speak with the employer**

+91-XXXXXXXXXX

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