Senior Compliance Executive
7 days ago
Hiring for the Position of Sr compliance Executive with Leading Hospitality and Retail Industry
Location - Mumbai - Worli
Note - Candidate Required Hospitality or Retail Industry experience
Job brief
Our innovative and growing company is looking for a compliance executive. Thank you in advance for taking a look at the list of responsibilities and qualifications. We look forward to reviewing your resume.
Responsibilities for compliance executive
Liaise with Testing Group to design equity business test plan for the year and execute the quarterly compliance tests
Execute foreign disclosure of interest filings
Provide regular assistance to the ANZ Compliance Management team including diary management
Coordination of meetings and agendas
Regular liaison with other regions, divisions and business groups
New starter and staff transfer/exit processes
Travel bookings, logistics and expense claims
Expense reconciliation and invoice processing
Coordinate relocation of staff as required
Ad hoc ANZ regional staff requests
Qualifications for compliance executive
Excellent verbal and written English communication skills essential, fluency in Asian languages Mandarin or Cantonese advantageous
Knowledge of FCA rules
Ideally will have previous experience within compliance monitoring or desk reviews
Maintain overview and providing support of Regulatory Developments and changes that affect the UK business
Manage the production of monthly compliance reports to senior management in the UK, Europe and non-US where applicable
Experience of working within a regulated Fund environment
Interested Candidate can connect or Share their updated Resume on /
Thanks & Regards
Finesse Staffing
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