Chief Compliance Officer

2 weeks ago

Lower Parel Mumbai Maharashtra, India Dreams Solution Full time

From 13 to 23 year(s) of experience

₹ 15-25 Lacs P.A.
- Mumbai (All Areas) ( Lower Parel)**Roles and Responsibilities**

**Core Responsibilities**:

- Oversee compliance within the company to ensure our operational and financial systems and processes are in accordance with relevant legislation
- Establish standards and implement procedures to ensure that our compliance programs are effective in identifying, preventing, and addressing non-compliance with applicable legal and regulatory requirements
- Plan and coordinate regulatory risk assessments to recommend business operation improvements to the top management
- Monitor and analyze deficiencies and irregularities to provide effective solutions
- Communicate with regulatory agencies to ensure the company complies with applicable federal, state, and local laws and regulations
- Report key concerns and violations to the CEO and CFO
- Ensure RBI compliance, including monthly/ periodical filing of returns, data submission with NHB as per guidelines and circulars issued by RBI from time to time

Conduct quarterly review of all the compliances of the Company, ensuring that all the changes made in the SOPs/policies of the company are adopted and approved by the board

**Perks and Benefits**
- Role:
Company Secretary / Compliance Officer
- Salary:
15-25 Lacs P.A.
- Industry:
NBFC (Micro Finance)
- Functional Area
Finance & Accounting
- Role Category
Accounting & Taxation
- Employment Type:
Full Time, Permanent
- Key Skills

compliance

risk assessments

law

Compliance Management

RBI

regulatory risk

internal audit

Regulatory Compliance

Skills highlighted with ‘‘ are preferred keyskills
- Education
- UG:
Any Graduate
- PG:
MBA/PGDM in Any Specialization,CA in CA

Company Profile
- Dreams Solution

**Thanks & Regards**

**Jagrity Saxena**

**Sr Consultant - Team Leader**

**Contact No-**
**09509215616**

Company Info

Contact Company:
Dreams Solution

Address:
Dreams Placement : 24-25 Shreepad Nagar near alok nagar power house, kanadia road, Indore

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