Company Secretary

**Job Overview**:
We are seeking a **Compliance Officer** with 2-3 years of experience to join our **Merchant Banking** team. The Compliance Officer will be responsible for ensuring that all operations and activities of the firm comply with applicable regulations set by authorities like **SEBI**, and other **regulators**. This role requires a deep understanding of the regulatory environment, especially in capital markets and merchant banking, and the ability to manage compliance risks effectively.

**Key Responsibilities**:

- **Regulatory Compliance**:

- Ensure adherence to regulatory requirements for merchant banking activities, including **SEBI regulations**, the **Companies Act**, and other relevant laws.
- Keep abreast of regulatory changes and ensure that the firm’s policies and practices are updated to comply with these changes.
- Support senior management in ensuring compliance with ongoing and new regulatory obligations in the merchant banking domain.
- **Monitoring and Reporting**:

- Conduct regular compliance reviews and audits to ensure all activities, including **capital raising, IPOs, M&As**, and other advisory services, are in line with regulatory standards.
- Prepare and submit timely reports to SEBI, and other authorities, ensuring the firm’s regulatory filings are complete and accurate.
- Monitor the implementation of compliance procedures and provide recommendations for improvements.
- Perform **due diligence** checks to ensure clients meet all regulatory and compliance criteria.
- Review and ensure all required documentation is collected and validated for **regulatory compliance**.

**Qualifications**:

- **Education**:

- Company Secretary (CS).
- **Experience**:

- 2-3 years of experience in a compliance role in a listed company in merchant banking company.
- Familiarity with the regulations governing merchant banking, including SEBI Merchant Banking Regulations and the Companies Act.
- **Skills**:

- Strong understanding of capital market regulations, SEBI, and RBI guidelines applicable to merchant banking.
- Knowledge of KYC/AML procedures and regulatory compliance for financial institutions.
- Good analytical skills with attention to detail and the ability to assess and mitigate compliance risks.
- Proficiency in Microsoft Office, Excel, and compliance software tools.
- Good written and verbal communication skills, with the ability to create clear, concise compliance reports and communicate complex regulatory matters.
- **Personal Attributes**:

- Strong ethical standards and a commitment to maintaining confidentiality.
- Detail-oriented and proactive in identifying potential risks.
- Ability to work under pressure and meet regulatory deadlines.
- Strong problem-solving skills and the ability to work independently and as part of a team.

**Working Conditions**:

- Full-time position with occasional extended hours during regulatory filing periods or audits.
- A fast-paced work environment that offers the opportunity to work with senior management and various departments on high-impact projects.

**Why Join Us**:
This is an exciting opportunity for a Compliance Officer to join a dynamic and growing merchant banking team. The role offers the chance to enhance your expertise in the regulatory space, work on high-profile transactions, and contribute to the firm’s success in a rapidly changing regulatory landscape.

Pay: ₹1,000,000.00 - ₹1,300,000.00 per year

Schedule:

- Day shift
- Fixed shift

Supplemental Pay:

- Yearly bonus

Application Question(s):

- Do you speak English ?

Work Location: In person