Compliance Executive
7 days ago
Ensuring timely operational reporting related to Exchanges and SEBI like daily reporting of MTF, daily submission of Holding Reporting and Segregation and Monitoring of client collaterals, other periodic submissions, etc.
- Assisting in handling Investor Grievances as per regulatory guidelines.
- Understand SEBI / Exchange circular / Requirements and coordination.
- Should have minimum 1 to 4 years of experience in stock broking compliance.
- Proficient in Excel, knowledge of advance excel will be an added advantage.
- Good communication skills.
- Package depending the experience and last salary drawn.
**Job Types**: Full-time, Permanent
Pay: ₹22,000.00 - ₹35,000.00 per month
Schedule:
- Day shift
- Monday to Friday
Supplemental Pay:
- Yearly bonus
**Experience**:
- total exp: 2 years (required)
Work Location: In person
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