
Compliance Executive
6 days ago
Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited.Submission of Internal audit and Concurrent audit report to CDSL.Updating of Dealers NISM certificate before expiry in All Exchanges.Gathering and analyzing data, performing computations, and preparing work Researched, interpreted, and advise the company regarding compliance with laws and regulations.Handling Inspection of SEBI, Exchanges, and Depositories and drafting compliance report.Registration and cancellation of Authorized person in NSE, BSE and MCX and providing letters for approval of registration and cancellation of Authorized person once registered or cancel with exchange.Provide data to exchange as and when required.Maintained and reviewed all contracts and agreements to ensure all policies and procedures were fully followed. Review of various policies of the organizationOrganize and facilitate monthly, Quarterly, Yearly compliance review board meeting, attended by Chief Executive Officer, Chief Financial Officer, and executive of company.Directly reported to the Chief Executive officer to ensure company objective are meet and executed goals.Co ordinating and follow up with exchange regarding quires.
**Job Types**: Full-time, Permanent
Pay: ₹25,000.00 - ₹41,000.00 per month
**Benefits**:
- Health insurance
- Paid sick time
- Provident Fund
Schedule:
- Day shift
- Fixed shift
Supplemental pay types:
- Performance bonus
- Yearly bonus
**Experience**:
- total work: 1 year (preferred)
Work Location: In person
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Rera Compliance
3 days ago
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Compliance Executive
3 days ago
Malad West Dely, Mumbai, Maharashtra, India Comfort Securities Limited Full timeØ Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited. Ø Submission of Internal audit and Concurrent audit report to CDSL. Ø Updating of Dealers NISM certificate before expiry in All Exchanges. Ø Gathering and analyzing data, performing computations, and preparing work...
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Mis Executive
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Compliance Executive
6 days ago
Mumbai, Maharashtra, India Electromech Infraprojects Pvt Ltd Full time**Experience in Compliance, Accounts & Tally is Mandatory** **Job Title: Compliance Executive** **Reports to: Senior Executive - Accounts** **Location: Mumbai, Chembur (Head Office)** **Key Responsibilities**: **Statutory Compliance**: - Ensure timely processing and payment of statutory obligations such as PF, ESIC, PT, MLW, and Gratuity. - Submit...
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Compliance Executive
6 days ago
Mumbai, Maharashtra, India Electromech Infraprojects Pvt Ltd Full time**Experience in Compliance, Accounts & Tally is Mandatory** **Job Title: Compliance Executive** **Reports to: Senior Executive - Accounts** **Location: Mumbai, Chembur (Head Office)** **Key Responsibilities**: **Statutory Compliance**: - Ensure timely processing and payment of statutory obligations such as PF, ESIC, PT, MLW, and Gratuity. - Submit...
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Compliance Executive
7 days ago
Mumbai, Maharashtra, India CometChat Full timeMumbai, Maharashtra Work Type: Full Time **CometChat Overview** Our mission: Fuel customer growth through meaningful user-to-user engagement. CometChat is an all-in-one communication platform that enables businesses to easily integrate customized in-app messaging functionalities across text, voice, and video. This eliminates the need for businesses to...
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Compliance Executive
5 days ago
Mumbai, Maharashtra, India WhiteCrow Research Full time**Job Description**: **About WhiteCrow**: WhiteCrow Research is an international Recruitment Process Outsourcing which was founded in 2011 to provide specialist solutions to internal talent acquisition teams, helping them better understand their talent landscape and deliver more direct hires. Our footprint has since grown internationally, with offices in...
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Compliance Executive
2 days ago
Mumbai, India Mangalam Placement Full time**Company**: Updater Services Pvt Ltd. **Location** Mumbai **Experience** 3-4 Years **Key Skills** PF Act, ESI Act, Audit Compliance, Compliances and Administration, Bcom **Position: Compliance Executive** **Experience: 3 to 4 years** **Location: Mumbai** **Job description** **Role & responsibilities** 1. Compliance Auditing 2. Query resolving of...
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Compliance Executive
3 days ago
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Compliance Executive
6 days ago
Mumbai, Maharashtra, India Synapse Search Partners Full timeAs a Compliance Executive / Senior Executive, you will support the compliance function for our Portfolio Management Services (PMS), ensuring that all activities are in line with SEBI regulations and internal guidelines. You will work closely with the Compliance Manager to assist in regulatory filings, documentation, audits, and day-to-day compliance tasks,...