Compliance Executive

3 days ago

Malad Mumbai Maharashtra, India comfort securities limited Full time

Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited.Submission of Internal audit and Concurrent audit report to CDSL.Updating of Dealers NISM certificate before expiry in All Exchanges.Gathering and analyzing data, performing computations, and preparing work Researched, interpreted, and advise the company regarding compliance with laws and regulations.Handling Inspection of SEBI, Exchanges, and Depositories and drafting compliance report.Registration and cancellation of Authorized person in NSE, BSE and MCX and providing letters for approval of registration and cancellation of Authorized person once registered or cancel with exchange.Provide data to exchange as and when required.Maintained and reviewed all contracts and agreements to ensure all policies and procedures were fully followed. Review of various policies of the organizationOrganize and facilitate monthly, Quarterly, Yearly compliance review board meeting, attended by Chief Executive Officer, Chief Financial Officer, and executive of company.Directly reported to the Chief Executive officer to ensure company objective are meet and executed goals.Co ordinating and follow up with exchange regarding quires.

**Job Types**: Full-time, Permanent

Pay: ₹25,000.00 - ₹41,000.00 per month

**Benefits**:

- Health insurance
- Paid sick time
- Provident Fund

Schedule:

- Day shift
- Fixed shift

Supplemental pay types:

- Performance bonus
- Yearly bonus

**Experience**:

- total work: 1 year (preferred)

Work Location: In person

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