Associate- Risk and Compliance

Vacancy Name - Risk and Compliance Associate Vacancy No - VN918 Employment Type - Regular Full-Time Location - Chennai Job Details - Key **Responsibilities**: - Perform assurance reviews and periodic reporting, analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with...

Management Level G **Role Summary** The Junior Governance, Risk & Compliance Officer supports the P&E involvement in Audit, Risk and Compliance activities. **Professional Responsibilities**: - SFIA Responsibility Level: 1 - Follow - Governance: Follows the governance framework - Risk: Undertakes basic risk management activities. - Audit: Supports the...

We are looking for a highly motivated and detail-oriented Jr. Compliance Analyst to join our team at JR Compliance, with 1-2 years of experience in compliance or related fields.Roles and ResponsibilityConduct thorough reviews of compliance documents and records to ensure accuracy and completeness.Develop and implement effective compliance procedures and...

Job Title: Compliance AnalystThe primary objective of this role is to ensure that onboarding processes align with relevant laws, regulations, and industry standards related to customer identification and verification.This position requires exercising sound judgment in accordance with the company's core values, particularly our value of doing the right thing,...

1st Line Controls, Control, Oversight & Assurance Risk and Control Associate - B7 - Chennai, India- Fixed Term Contract- Full Time#R-00246730 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all normal...

Risk and Compliance Leadership OpportunityWe are seeking a seasoned professional to assume the role of Associate Director, overseeing the development and implementation of risk and compliance strategies across the organization. This critical position will be responsible for ensuring adherence to global regulatory standards.Lead end-to-end reviews of...

Join us as a Risk & Controls Analyst - If you’re looking for a new challenge, where you can play a key role in preventing potential risks to our customers, this could be the ideal role for you - By liaising closely with a range of stakeholders, you’ll have an opportunity to raise your profile across the bank as well as a strong focus on personal...

Associate, Compliance & Control Representative IAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...

The role of a **Legal Associate** in a corporate company typically involves providing legal support and guidance to the company across a range of corporate, commercial, and regulatory matters. Below is a comprehensive list of typical **Roles & Responsibilities** for a Legal Associate in a corporate setting: 1. **Legal Research & Analysis** - Conducting...

As a seasoned professional in the realm of risk management, you will play a pivotal role in leading our organization's efforts to maintain top-notch security and compliance practices.Key Responsibilities:Audit Management: Spearhead SOC 2, ISO 27001, and other pertinent audits. Oversee compliance documentation and evidence.Customer & Regulatory Compliance:...