Investment Compliance

**JOB DESCRIPTION**
**Organization Description**
- The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.- Operations teams develop and manage innovative, secure service solutions to meet clients’ needs globally. Developing and using the latest technology, teams work to deliver industry-leading capabilities to our clients and customers, making it easy and convenient to do business with the firm. Teams also drive growth by refining technology-driven customer and client experiences that put users first, providing an unparalleled experience.**Employer Description**

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs.

Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's market-leading Compliance Reporting Services enables asset managers, fund sponsors and trustees to efficiently detect and manage violations of client-specified investment rules, facilitating risk reduction and demonstrating industry best practices.

With more than 200 clients and 6,000 portfolios-including more than 2,000 mutual funds-the firm services a large number of sophisticated investors globally, representing approximately $2 trillion in assets.

Our diverse client list includes corporate and public pensions, investment managers, endowments and foundations, corporate cash, insurers and central banks.

Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's market-leading Compliance Reporting Services enables asset managers, fund sponsors and trustees to efficiently detect and manage violations of client-specified investment rules, facilitating risk reduction and demonstrating industry best practices. With more than 200 clients and 6,000 portfolios-including more than 2,000 mutual funds-the firm services a large number of sophisticated investors globally, representing approximately $2 trillion in assets. Our diverse client list includes corporate and public pensions, investment managers, endowments and foundations, corporate cash, insurers and central banks.

**Key Accountabilities/Major Responsibilities**:

- Investigating all investment guideline/regulatory breaches to assist the client in the breach resolution process.
- Recommending a course of action based on the investigation to assist the fund managers to take corrective action.
- Constantly improving the quality of work to the client in terms of better recommendations and providing industry best standard for breach analysis.
- Providing solutions to reduce the number of false exceptions/violations.
- Standard Client & regulatory reporting

**Skills**:

- 3 years or more in Banking / Financial services industry or with accounting firm.
- Good understanding of security types and their accounting treatment
- Awareness of stock market practices & data vendor systems (e.g. Bloomberg)
- Knowledge of the processes of a fund’s Custodian Bank and Investment Manager
- Analytical with good problem-solving skills
- Committed approach with the ability to communicate effectively within a small team
- Flexibility - support department projects and work overtime during peak production periods
- Experience in process improvement/robotics.

**Knowledge and Experience Required**:

- Graduate/Post Graduate
- Knowledge of financial instruments and their accounting treatment is a plus
- Meticulous attention to detail
- Ability to work in a deadline driven environment
- Client focused
- Uses initiative & readily questions
- Strong analytical skills
- Control orientated
- Proficiency with computers
- Exhibits a 'can