Investment Compliance role with Leading Asset Management Company
7 days ago
Roles and Responsibilities Investment Compliance role with Leading Asset Management Company Roles & Responsibility:- Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system Regular Rule maintenance on Order Management System (OMS) application Aladdin Conduct Account Mapping / Review viz a viz applicable rule Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules on order management system Address compliance alerts/warnings (mainly overnight compliance) related to trading strategies and the application of technology related or manual controls created and applied during this process Perform review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with relevant stakeholders to ensure rectification Assist in resolving queries with regional compliance teams Assist with ongoing review of relevant processes and procedures to ensure best practice Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership Interact with members of regional and global compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls. Act as subject matter expert in resolving complex situations in day-to-day tasks and mentor other colleagues in team Assist in Compliance related projects and initiatives. Effectively find solutions to compliance issues as they arise. Provide guidance and training to new team members to take different responsibility.Location:- Hyderabad
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Hyderabad, India Skill Ventory Full timeRoles and Responsibilities Investment Compliance role with Leading Asset Management Company Roles & Responsibility:- Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system Regular Rule maintenance on Order Management System (OMS) application...
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Investment Compliance
2 weeks ago
Hyderabad, Telangana, India JPMorganChase Full time**JOB DESCRIPTION** Introductory market language** J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect and manage violations of their investment rules, facilitating risk...
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Investment Compliance
6 days ago
Hyderabad, Telangana, India State Street Full timeJob Title - Investment Compliance - Associate 2 Who we are looking for: Looking for compliance professional who understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing, primarily, meaningful insights about the funds ability to comply with (i) SEC (Securities and Exchange Commission)...
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Company Secretary – Asset Management Company
2 days ago
Hyderabad, India Nuvama Group Full timeRole Summary:The Company Secretary will be responsible for overseeing the governance and secretarial functions of the Asset Management Company (AMC) and trustee Company under SEBI Mutual Fund Regulations.A key part of the role includes conducting and managing meetings of the Board, Audit Committee, NRC, and Risk Management Committee, ensuring regulatory...
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Associate, Compliance
1 day ago
hyderabad, India Oaktree Capital Management Full timeOaktree is a leader among global investment managers specializing in alternative investments, with over $200 billion in assets under management. The firm emphasizes an opportunistic, value-oriented and risk-controlled approach to investments in credit, private equity, real assets and listed equities. The firm has over 1400 employees and offices in 24...
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Hyderabad, India Risk Resources Full timeBengaluru / Gurugram / HyderabadExperience: 210 Years | Front-Office Asset Management RoleA high-impact opportunity for professionals passionate about private credit investing and post-investment asset management. This role works directly with global asset managers across the US & Europe, driving insights, portfolio monitoring, and performance optimization...
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Product Manager
5 days ago
Hyderabad, India pylon management Full time- Distill the vision into product roadmap and product/feature specifications by gathering requirements and business analysis- Work closely with the engineers/architects to translate the product specification to design, and then to the product itself- Rigorously and continuously evaluate the progress of product/feature-in-flight by leveraging the created test...
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AVP-Investment Compliance
2 weeks ago
Hyderabad, Telangana, India Vahura Full time ₹ 15,00,000 - ₹ 25,00,000 per yearThis role focuses oninvestment guideline monitoring, trade review, and client onboarding, and involves working closely with portfolio managers and global compliance teams.Key responsibilities include:Reviewing client investment guidelines and onboarding new accountsMonitoring daily trades to ensure regulatory and internal complianceCoding and reconciling...
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Associate, Compliance
2 weeks ago
Oaktree Hyderabad, India Oaktree Capital Management Full time ₹ 12,00,000 - ₹ 36,00,000 per yearOaktree is a leader among global investment managers specializing in alternative investments, with over $200 billion in assets under management. The firm emphasizes an opportunistic, value-oriented and risk-controlled approach to investments in credit, private equity, real assets and listed equities. The firm has over 1400 employees and offices in 24...
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Hyderabad, India Sathguru Management Consultants Full timePosition : President / Vice-President- Corporate Finance & Investment Banking Experience: 10+ years of relevant experience Qualification : CA or MBA (Finance) Location : Mumbai/Bangalore About Sathguru and the position: Sathguru Management Consultants is a leader in innovation advisory, business advisory, asset management, corporate finance and investment...
