Investment Compliance role with Leading Asset Management Company
20 hours ago
Roles and Responsibilities Investment Compliance role with Leading Asset Management Company Roles & Responsibility:- Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system Regular Rule maintenance on Order Management System (OMS) application Aladdin Conduct Account Mapping / Review viz a viz applicable rule Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls in coding rules on order management system Address compliance alerts/warnings (mainly overnight compliance) related to trading strategies and the application of technology related or manual controls created and applied during this process Perform review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with relevant stakeholders to ensure rectification Assist in resolving queries with regional compliance teams Assist with ongoing review of relevant processes and procedures to ensure best practice Prepare/support Analytics for Investment Compliance function to Executive Compliance Leadership Interact with members of regional and global compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls. Act as subject matter expert in resolving complex situations in day-to-day tasks and mentor other colleagues in team Assist in Compliance related projects and initiatives. Effectively find solutions to compliance issues as they arise. Provide guidance and training to new team members to take different responsibility.Location:- Hyderabad
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Investment Compliance
4 days ago
Hyderabad, Telangana, India JPMorganChase Full time**JOB DESCRIPTION** Introductory market language** J.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect and manage violations of their investment rules, facilitating risk...
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CFO cum Head Asset Management
1 week ago
Hyderabad, Telangana, India BCG | Bhramara Consulting Group Full time ₹ 15,00,000 - ₹ 25,00,000 per yearPosition OverviewThe CFO cum Head of Asset Management will play a dual strategic and operational role with full accountability for the financial stewardship, asset performance, and investment strategy of CG Hospitality's diverse hotel portfolio. The incumbent will serve as a trusted advisor to the Group Executive Board, supporting aggressive growth through...
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AVP-Investment Compliance
4 days ago
Hyderabad, Telangana, India Vahura Full time ₹ 15,00,000 - ₹ 25,00,000 per yearThis role focuses oninvestment guideline monitoring, trade review, and client onboarding, and involves working closely with portfolio managers and global compliance teams.Key responsibilities include:Reviewing client investment guidelines and onboarding new accountsMonitoring daily trades to ensure regulatory and internal complianceCoding and reconciling...
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Associate, Compliance
2 days ago
Oaktree Hyderabad, India Oaktree Capital Management Full time ₹ 12,00,000 - ₹ 36,00,000 per yearOaktree is a leader among global investment managers specializing in alternative investments, with over $200 billion in assets under management. The firm emphasizes an opportunistic, value-oriented and risk-controlled approach to investments in credit, private equity, real assets and listed equities. The firm has over 1400 employees and offices in 24...
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Hyderabad, India Sathguru Management Consultants Full timePosition : President / Vice-President- Corporate Finance & Investment Banking Experience: 10+ years of relevant experience Qualification : CA or MBA (Finance) Location : Mumbai/Bangalore About Sathguru and the position: Sathguru Management Consultants is a leader in innovation advisory, business advisory, asset management, corporate finance and investment...
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Associate, Compliance
6 days ago
Oaktree Hyderabad, India Oaktree Capital Management Full time ₹ 12,00,000 - ₹ 36,00,000 per yearOur CompanyOaktree is a leader among global investment managers specializing in alternative investments, with about $200 billion in assets under management. The firm emphasizes an opportunistic, value-oriented and risk-controlled approach to investments in credit, private equity, real assets and listed equities. The firm has over 1200 employees and offices...
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Compliance Lead
3 weeks ago
Hyderabad, India Invesco Full timeThis job is with Invesco, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our...
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Asset Management
3 weeks ago
Hyderabad, India Tata Consultancy Services Limited Full timeJob Description Role- Asset Management Job Description Perform daily and long-term operational and strategic management of hardware stock forecasting. Plan, monitor, and record hardware assets to make sure they complied with vendor contracts in different tools. Interact with vendors, request quotes, and update any required information of purchased assets....
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ITSM/ITAM Asset Management Lead
2 weeks ago
Hyderabad, Telangana, India Bossini Technologies Full time ₹ 20,00,000 - ₹ 25,00,000 per yearRole: ITSM Asset Management LeadLocation: Hyderabad or ready to relocate to HyderabadWorking Model: Hybrid - 2 days WFOExp: 7 to 10 YearsEducation: Any Technical GraduateMandatory Skillsets: Asset Management, CMDB, CSDM Model and Service Mapping knowledgeJob Description- Role: Asset ManagementThe Team:The SPGI Ratings Asset Management team has process...
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Compliance Lead
6 days ago
Hyderabad, India Whatjobs IN C2 Full timeInvestment Compliance is a sub function of Global Compliance team. Investment Compliance is part of Center of Excellence (CoE) and provides necessary assistance to Global Investment Compliance (IC) function from Hyderabad office. This role would also provide support as required to EMEA, US, CA and APAC IC teams, in accordance with relevant regulations (like:...