AVP-Investment Compliance
24 hours ago
This role focuses on
investment guideline monitoring, trade review, and client onboarding
, and involves working closely with portfolio managers and global compliance teams.
Key responsibilities include:
- Reviewing client investment guidelines and onboarding new accounts
- Monitoring daily trades to ensure regulatory and internal compliance
- Coding and reconciling compliance rules within an Order Management System
- Collaborating with investment and technology teams on compliance processes
Ideal profile:
- 4-8 years of experience in investment/trade compliance or middle-office operations
- Strong knowledge of securities and derivatives
- Familiarity with OMS platforms (e.g., Allvue, Murex), Bloomberg, and Excel
- Detail-oriented with strong analytical and communication skills
- Should be willing to work on-site from Hyderabad location
If this opportunity aligns with your background, would be happy to share more details and take the conversation forward. Please share your updated CV
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