Company Secretary

1 day ago

Mumbai Maharashtra, India SMEST Capital Private Limited Full time

**TITLE: Compliance Officer**

**JOB SUMMARY**:
We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal guidelines.

**ROLES AND RESPONSIBILITIES**:

- Responsible for company affairs.
- Represent the company in legal matters.
- Provide legal and compliance perspectives to the business.
- Managing compliance aspects.
- Information memorandum.
- SEBI / BSE / NSE guidelines.
- Company law issuance.
- Compliance management.
- Periodic submission to the broking and DP compliance and operation team.
- Handle SCORES (Sebi Complaints Redress System) for SMEST Capital Pvt. Ltd.
- Manage Financial Intelligence Unit (FIU)
- Keep a clean check and updates on the SEBI KYC Registration Agency (KRA).

**REQUIREMENTS**:

- Any Company Secretary with a CS ID Membership Number.
- Freshers also can apply

**COMPANY PROFILE**:
SMEST Capital, is a fintech to provide solutions in the wealth management space through the use of technology as a medium. We are engaged in business of providing financial services. We are registered as stockbrokers in the New Debt Segment of BSE Limited.

**WHY SMEST Capital ???**:

- Salary at par with industry standards.
- Employee oriented salary structure
- Probable onsite opportunities.
- Opportunity to learn and grow up at the same time.
- Located in the midst of Khar-Bandra, The heart of Mumbai

Pay: ₹400,000.00 - ₹600,000.00 per year

Schedule:

- Day shift

Ability to commute/relocate:

- Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)

Application Question(s):

- How soon can you join us?

1. immediately

2. within 2 weeks

3. within 1 month

4. more than a month

**Experience**:

- total work: 1 year (preferred)

License/Certification:

- CS Membership (required)

Work Location: In person

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