Compliance-aml/surveillance

4 days ago

Mumbai, India groww Full time

**JOB DESCRIPTION**

**COMPANY VISION**
- We are making finance simple. For millions in India.
- Groww is on a mission to democratize access to financial services for millions of Indians responsibly. We are a customer-first company.
- We believe in crafting the best and most delightful user experience for our customers. And we leverage first principle thinking and technology to solve problems at scale.. If this excites you, join us.

**About Groww**
- Groww is India’s fastest growing investment platform.. Our long term vision to become the trusted money partner of ~100M Indians with core products in investment & banking. Groww was founded in 2016 by alums from Flipkart, ICICI, IITB, IITD, BITs Pilani and is, backed by marquee investors like Tiger Global, Sequoia Capital, Ribbit Captial, and Y Combinator.

**OUR VALUES**
- We take pride in our values and hold ourselves to a high standard on:

- Radical customer centricity
- Simplicity in our products and personalities
- Transparency on e
- verything
- Long term thinking
- Ownership driven culture

**Responsibilities**:

- Will be responsible for maintenance of AML program documentation, set up parameters for screening of financial transactions to prevent money laundering and assist in all matters concerning AML including policies, procedures, and reporting recordkeeping.
- Assessing, analysing, documenting and subsequent closing of various screening alerts or file suspicious transaction report with FIU and/or other regulatory bodies. Good understanding on adverse/negative media, Politically Exposed Persons or other similar designations.
- Conduct, and perform quality control relative to, a variety of investigation types, including suspicious activity and enhanced due diligence.
- Handling surveillance reporting of broking and depository functions.

**JOB REQUIREMENT**
- Experience in Know your customer, Customer due diligence & Customer identification program
- Preferable if worked with a SEBI registered stock broking firm or from a CA firm having in-depth knowledge of broking / DP operations and conducted internal / concurrent audits and / or handled AML activities
- Experience in financial services transaction data analysis
- Excellent knowledge of MS Office tools
- Ability to handle multiple tasks simultaneously and work under tight deadlines.
- Good interpersonal skills and excellent written/oral communication skills.
- Good team player - one who can prioritize in a fast moving, constantly changing environment
- Should be a CS/MBA Finance/PGDBM/master’s degree Holder in Finance with minimum of 2 -5 years of experience.

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