Associate, Transaction Surveillance, Legal, Compliance

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

About This RoleWe are seeking a diligent Compliance professional to join our Global Transaction Surveillance and Forensic Testing team.The team is responsible for the development, ongoing review, and follow-up of surveillance alerts related to equity, fixed income, and multi-asset portfolio management and trading functions globally.Through their work, the...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...

Job DescriptionAbout This RoleSummary:We are seeking a self-motivated Compliance professional to be part of a transaction surveillance and forensic testing team. The Global Transaction Surveillance and Forensic Testing team (TSFT) is responsible for the development, ongoing review, and follow-up of surveillance alerts related to BlackRocks equity, fixed...

**Location**: Andheri (Mumbai) **Position**: Legal Associate **Experience**: Minimum 2-3 years **Salary**: Based on interview and performance in assessment **Joining**: Immediate or as per notice period About Us: **ZenLegal LLP** is a dynamic, full-service law firm committed to delivering excellence with integrity. We cater to a diverse portfolio of clients...

RoleAssistant Manager - Surveillance QualificationCA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/ universities. - LocationMumbai Experience3+yrs of experience - Monitor of shareholding limits for listed MIIs (Stock Exchanges & Depository). - Monitoring of Debt Investment by Foreign Portfolio Investors. -...

**Transaction Surveillance Strategic Architecture and Control Design - Data Controls, AVP**: **Job ID**:R0362298**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-11-28**Location**:Pune**Position Overview**: **Job Title: Transaction Surveillance Strategic Architecture and Control Design - Data Controls, AVP** **Location: Pune,...

**Opening with a leading AMC client.** **Role**:Trade& DP Surveillance** **Location**:Lower Parel, Mumbai.** **Key responsibilities and duties** - Daily assessment and closure of alerts (DP, exchange and in-house) generated for potential suspicious activity. - Ensure timely, efficient reporting of suspicious transactions to law enforcement agencies and...

Managing client cases from start to finish - Advising clients and conducting legal research on their behalf - Preparing and reviewing legal documents ahead of a court hearing - Developing litigation strategies - Updating and consulting with senior associates - Supervising paralegals or legal assistants from time to time **Job Types**: Full-time,...