Kyc Operations Auditor

11 hours ago

Bandra Mumbai Maharashtra, India Enrolsy Full time

We're Hiring **KYC Operation Audito**r for the leading Chartered Accountant Firm

Client Location: BKC

**JOB DESCRIPTION**
- Conduct thorough audits of KYC verifications that have been processed by the team.
- Reviewing and verifying the identity of customers.
- Review and analyse customer documentation to ensure compliance with regulatory requirements.
- Keep up-to-date with regulatory requirements related to KYC and AML & Assessing the risk of money laundering and illegal activities.
- Recommend improvements to KYC policies and procedures based on audit findings and industry best practices.
- Collaborate with KYC operations teams to address audit findings and implement corrective actions.
- Verification of Client Master
- Demat Account Opening process & CML Verification
- Perform periodic reviews and updates of customer information and documentation.
- Work with internal teams to ensure compliance with KYC policies and procedures.
- Price & Trade Reconciliations
- Verifying the Fund Transfer Instructions
- Verification of Redemptions (Part/Full)
- Verification of Switch Requests
- Identify and resolve or escalate, as appropriate, any issues in relation to the onboarding process as part of Audit function

**SKILL SET REQUIRED**
- Integrity and ethical conduct.
- Analytical thinking and problem-solving skills.
- Attention To Details
- Effective communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Adaptability to evolving regulatory requirements and industry trends
- Transaction Monitoring
- Risk Management
- Flexibility

**ELIGIBILITY**
- 3-5 years of experience in KYC operations or audit within the financial services industry including Broking Industry, Custody, AMC’s, Portfolio Manager’s, Banks
- Strong understanding of KYC processes, Demat Account Opening processes, AML (Anti-Money Laundering) regulations and customer due diligence requirements.
- Proficiency in using audit tools and software for documentation review and reporting.

**EDUCATION QUALIFICATIONS**
- Bachelor's Degree in Commerce, Finance, Accounting or higher or any related field
- Certifications in NISM/AMFI if any

Pay: ₹25,000.00 - ₹35,000.00 per month

Schedule:

- Day shift

**Experience**:

- KYC Operation Auditor: 3 years (required)

Work Location: In person

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