Kyc Operations Auditor

7 hours ago

Bandra Mumbai Maharashtra, India Enrolsy Full time

We're Hiring **KYC Operation Audito**r for the leading Chartered Accountant Firm

Client Location: BKC

**JOB DESCRIPTION**
- Conduct thorough audits of KYC verifications that have been processed by the team.
- Reviewing and verifying the identity of customers.
- Review and analyse customer documentation to ensure compliance with regulatory requirements.
- Keep up-to-date with regulatory requirements related to KYC and AML & Assessing the risk of money laundering and illegal activities.
- Recommend improvements to KYC policies and procedures based on audit findings and industry best practices.
- Collaborate with KYC operations teams to address audit findings and implement corrective actions.
- Verification of Client Master
- Demat Account Opening process & CML Verification
- Perform periodic reviews and updates of customer information and documentation.
- Work with internal teams to ensure compliance with KYC policies and procedures.
- Price & Trade Reconciliations
- Verifying the Fund Transfer Instructions
- Verification of Redemptions (Part/Full)
- Verification of Switch Requests
- Identify and resolve or escalate, as appropriate, any issues in relation to the onboarding process as part of Audit function

**SKILL SET REQUIRED**
- Integrity and ethical conduct.
- Analytical thinking and problem-solving skills.
- Attention To Details
- Effective communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Adaptability to evolving regulatory requirements and industry trends
- Transaction Monitoring
- Risk Management
- Flexibility

**ELIGIBILITY**
- 3-5 years of experience in KYC operations or audit within the financial services industry including Broking Industry, Custody, AMC’s, Portfolio Manager’s, Banks
- Strong understanding of KYC processes, Demat Account Opening processes, AML (Anti-Money Laundering) regulations and customer due diligence requirements.
- Proficiency in using audit tools and software for documentation review and reporting.

**EDUCATION QUALIFICATIONS**
- Bachelor's Degree in Commerce, Finance, Accounting or higher or any related field
- Certifications in NISM/AMFI if any

Pay: ₹25,000.00 - ₹35,000.00 per month

Schedule:

- Day shift

**Experience**:

- KYC Operation Auditor: 3 years (required)

Work Location: In person

  • Concurrent Auditor

    2 weeks ago

    Bandra, Mumbai, Maharashtra, India Enrolsy Full time

    We're Hiring Senior Executive - PMS/ AIF - Concurrent Auditor for a leading chartered Accountant Company The client is one of the reputed asset management co. in India - running one of the largest Equity PMS Designation - Senior Executive - PMS/ AIF - Concurrent Auditor Previously worked with any stock broker, asset management company, AIF/ PMS, Mutual...

  • Kyc Operator

    4 days ago

    Mumbai, India Deutsche Bank Full time

    **Job Title - KYC Operator** **Location - Mumbai** **Role Description** The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (‘AML’) and Anti Financial...

  • Kyc Executive

    2 weeks ago

    Mumbai, India Morpheus Human Consulting Full time

    Reference Code: - 242-09 - Job Title: **KYC Executive - Foreign Exchange - Mumbai** - Category: - Foreign Exchange - Job Description: - Job Title: KYC Executive - Foreign Exchange - Mumbai - Job Responsibility - Open online and offline accounts (Demat and Trading ) in shortest time - Process daily modifications - To comply day to day process UCC, KRA,...

  • Kyc, Nct

    2 weeks ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    **KYC, NCT**: **Job ID**:R0376891 **Full/Part-Time**:Full-time **Regular/Temporary**:Regular **Listed**:2025-04-16 **Location**:Mumbai **Position Overview**: **Job Title: KYC, NCT** **Location: Mumbai, India** **Role Description** - The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards...

  • Wholesale KYC Operations

    1 week ago

    Mumbai, Maharashtra, India Chase Bank Full time

    Job DescriptionJPMorgan Chase & Co (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial...

  • Wholesale KYC Operations

    13 hours ago

    Mumbai, Maharashtra, India JPMorganChase Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    JPMorgan Chase & Co (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average,...

  • Kyc - Nct

    2 weeks ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    **KYC - NCT**: **Job ID**:R0384072 **Full/Part-Time**:Full-time **Regular/Temporary**:Regular **Listed**:2025-06-08 **Location**:Mumbai **Position Overview**: **Job Title: KYC - NCT** **Location: Mumbai, India** **Role Description** - The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards...

  • KYC Operations

    4 days ago

    Mumbai City District, India Genxhire Services Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Title: KYC OperationsKey Responsibilities:Perform end-to-end KYC due diligence for new and existing clients (retail or corporate).Review and verify client documentation (ID, address proof, legal entity documents, etc.).Conduct screening for sanctions, PEPs (Politically Exposed Persons), and adverse media.Monitor KYC review dates and ensure timely...

  • KYC Operation

    5 days ago

    Mumbai City District, India Genxhire Services Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Title: KYC OperationsExperience: 3 to 4 yr.Key Responsibilities:Perform end-to-end KYC due diligence for new and existing clients (retail or corporate).Review and verify client documentation (ID, address proof, legal entity documents, etc.).Conduct screening for sanctions, PEPs (Politically Exposed Persons), and adverse media.Monitor KYC review dates and...

  • Ccb Kyc Operations Client Executive

    3 days ago

    Mumbai, Maharashtra, India Citi Full time

    The KYC Operations Sr Analyst is an intermediate level position responsible for Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to develop and manage a dedicated internal KYC (Know Your Client) program at...