Risk and Compliance Officer

Position: Compliance Officer (Proprietary Trading Desk)Job Overview:We are looking for a proactive and detail-oriented Compliance Officer to oversee regulatory, risk, and exchange compliance across our broking operations and proprietary trading desk, including algorithmic trading activities. This role demands close coordination with trading, risk, and...

Compliance and Risk Management SpecialistWe are seeking an experienced Compliance and Risk Management Specialist to join our team. As a key member of the Retail Portfolio Management Group, you will be responsible for ensuring a strong risk and compliance culture.Key Responsibilities:Regulatory Compliance: Develop and implement strategies to address RBI audit...

We are seeking a highly skilled Compliance Officer and Risk Management Specialist to join our team.As a key member of our compliance team, you will be responsible for providing regulatory compliance coverage and risk management expertise across various aspects of our business.Your primary responsibilities will include:Implementing a comprehensive compliance...

Job Title: Compliance Officer **Job Description**: - **Resolving New Queries**: Efficiently address and resolve any new compliance-related queries that arise. - **Follow-up on Pending Queries**: Monitor and follow up on pending compliance queries to ensure timely updates and resolutions. - **Dispute Resolution**: Collaborate with advocates to consult on...

Job DescriptionWe are seeking a skilled Compliance Risk Manager to join our team. As a key member of our organization, you will play a crucial role in ensuring the effective management of client onboarding and account documentation.Your primary responsibilities will include evaluating and approving new customer account documentations, conducting background...

Job Title: Compliance Officer">Our organization is seeking a highly skilled and experienced Compliance Officer to join our team.">The ideal candidate will have a strong background in regulatory compliance, with experience in handling complex regulatory environments and ensuring adherence to regulations.">Main Responsibilities:">Regulatory Compliance: The...

Job Title: Compliance Officer">About the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our organization, you will play a vital role in ensuring that we maintain high standards of compliance and risk management.">Key Responsibilities:

Job DescriptionExciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity.Job summary:As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.Job responsibilities:- Responsible for implementation of...

Job Title: Chief Compliance OfficerWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team. The successful candidate will be responsible for developing and implementing effective compliance programs, policies, and procedures that mitigate risks associated with third-party interactions.The ideal candidate will have a strong...

**Position: Compliance Officer** **Location: Mumbai** **Salary: 20k-40k per month** **Immediate Joiners Preffered!** **Responsibilities for Compliance Officer**: - Need compliance officer for Mumbai office. Should be able to understand and reply to queries by **SEBI and NSE and BSE** - Mastermind compliance policies and protocols on behalf of the...