Process Associate

7 days ago


Mumbai, India Anand Rathi Share and Stock Brokers Ltd Full time

- Discussing with process owner and drafting SOP- Reviewing the process and identify inefficiencies in operational processes.- Identify and evaluate operational, financial, and regulatory risks and Identify control deficiencies and suggest improvements.- Timely Updating SOP with controlling version records.- Verify records and process related to client transactions, compliance, and operations.- Support in review of SEBI regulations, exchange rules, and internal policies.- Monitor and report compliance violations.Candidates working for stock broking companies will be preferred.Exposure of Internal Audit and SOP review is must.


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