Senior Compliance Officer

2 days ago

Hyderabad, Telangana, India beBeeCompliance Full time ₹ 10,00,000 - ₹ 20,00,000
Deputy Manager Job Description

Job Summary:

As a Deputy Manager, you will be responsible for ensuring membership compliance for the exchange and supporting the team in achieving an error-free work environment.

Key Responsibilities:
  • Change in Director's Details:
    • Scrutinize and process applications for director changes as per Exchange/SEBI norms.
    • Screen all applications related to change in director details, shareholding/DPG, directors, and transfer of membership.
    • Maintain records, update control sheets, and follow up with members via mail and phone calls.
  • Change in Shareholding/DPG Pattern/Constitution/Re-constitution:
    • Scrutinize and process shareholding/DPG pattern constitution/re-constitution of partnership firms.
    • Keep records, update control sheets, and follow up with members via mail and phone calls.
  • Change in Member Entity Name and Address:
    • Scrutinize and process applications as per norms and update SEBI Portal.
    • Process applications without errors within the prescribed TAT, updating member names and addresses in CRM databases as per member requests.
  • Closure of Alerts in Trackwizz Application, Maintaining Monthly Database, and MIS/Collation of Data for SEBI/Internal Departments:
Requirements:
  • Proactive and result-driven individual with analytical skills and attention to detail.
  • Strong execution and communication skills.
  • Ability to share knowledge and best practices across teams.
  • Maintain company and national regulatory standards.

Education:

  • CS/CA/MBA from a reputable institute or university.

Experience:

  • A minimum of 3-4 years of work experience in securities, capital markets, financial services, mutual funds, or insurance companies.

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