Senior Compliance Specialist
2 weeks ago
Job Opportunity
- Audits and Compliance:
- Peak margin, Quarterly settlement, MTF, CUSPA process to address queries/alerts from the exchange.
- NSE and BSE audits handling.
- Compliance Management:
- Implementation of SEBI/Exchange/Depository/PFRDA circulars.
- Timely follow-up with stakeholders for compliance.
- Calendar and Reporting:
- Preparing and disseminating compliance calendar.
- Submission to respective stakeholders.
- Inspections and Oversight:
- On-site and off-site inspections of SEBI/stock exchanges.
- New product launches overview and assistance in building products and processes.
- Dashboard and Liaisoning:
- Maintaining a monthly governance dashboard.
- Discussion with management.
- Liaisoning with the exchange and internal teams.
- Additional Compliances:
- Segment activation and software approvals.
Requirements:
- Understanding of peak margin, quarterly settlement, MTF, and CUSPA processes.
- Auditing skills and knowledge of NSE and BSE regulations.
- Ability to implement circulars and maintain compliance calendars.
- Experience with on-site and off-site inspections.
- Excellent communication and liaisoning skills.
Benefits:
This role offers a challenging opportunity to work in a dynamic environment and contribute to the organization's success.
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